PenderFund Capital Management’s Unilever UL Stock Holding History

PenderFund Capital Management’s Portfolio UL Stock Details UL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-3,111	Closed	-$243K	–	73
2018 Q3	$243K	Hold	3,111	–	–	0.08%	65
2018 Q2	$254K	Hold	3,111	–	–	0.09%	60
2018 Q1	$191K	Hold	3,111	–	–	0.08%	68
2017 Q4	$191K	Buy	+3,111	New	+$197K	0.13%	33

Other funds holding UL

FMI

Fiduciary Management Inc Milwaukee, Wisconsin $7.03B AUM 11.68% 1-Year Est. Return

MNG

Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $34.3B AUM 22.63% 1-Year Est. Return

Harding Loevner Bridgewater, New Jersey $10.6B AUM 19.39% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

PenderFund Capital Management's UL Position: Q4 2018 in Review

PenderFund Capital Management sold out of Unilever (UL) in Q4 2018, closing a stake of 3,111 shares — an estimated $243K sold.

PenderFund Capital Management first reported a position in UL in Q4 2017 and held it in 4 quarters. The position peaked at $254K in Q2 2018. 604 funds tracked by Wall St. Rank hold UL as of Q4 2018.

PenderFund Capital Management reported no remaining Unilever position as of Q4 2018 after selling out during the quarter.
PenderFund Capital Management sold 3,111 Unilever shares in Q4 2018, an estimated $243K.
PenderFund Capital Management first reported a position in Unilever in Q4 2017 and held it in 4 quarters.
PenderFund Capital Management's Unilever position peaked at $254K in Q2 2018.
604 funds tracked by Wall St. Rank held Unilever as of Q4 2018.

Based on PenderFund Capital Management's 13F filing for Q4 2018, filed 24 Jan 2019.