PenderFund Capital Management’s SilverBox Corp III Units, each consisting of one Class A Common Stock and one-third of one redeemable warrant SBXC.U Stock Holding History

PenderFund Capital Management’s Portfolio SBXC.U Stock Details SBXC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-1,000	Closed	-$13K	–	162
2023 Q2	$13K	Hold	1,000	–	–	﹤0.01%	104
2023 Q1	$14K	Buy	+1,000	New	+$10.1K	﹤0.01%	118

Other funds holding SBXC.U

HIM

HGC Investment Management Toronto, Ontario, Canada $451M AUM 8.78% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

Calamos Advisors Naperville, Illinois $30.1B AUM 30.03% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

SGM

Seven Grand Managers Bronxville, New York $1.5B AUM 57.16% 1-Year Est. Return

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PenderFund Capital Management's SBXC.U Position: Q3 2023 in Review

PenderFund Capital Management sold out of SilverBox Corp III Units, each consisting of one Class A Common Stock and one-third of one redeemable warrant (SBXC.U) in Q3 2023, closing a stake of 1,000 shares — an estimated $13K sold.

PenderFund Capital Management first reported a position in SBXC.U in Q1 2023 and held it in 2 quarters. The position peaked at $14K in Q1 2023. 10 funds tracked by Wall St. Rank hold SBXC.U as of Q3 2023.

PenderFund Capital Management reported no remaining SilverBox Corp III Units, each consisting of one Class A Common Stock and one-third of one redeemable warrant position as of Q3 2023 after selling out during the quarter.
PenderFund Capital Management sold 1,000 SilverBox Corp III Units, each consisting of one Class A Common Stock and one-third of one redeemable warrant shares in Q3 2023, an estimated $13K.
PenderFund Capital Management first reported a position in SilverBox Corp III Units, each consisting of one Class A Common Stock and one-third of one redeemable warrant in Q1 2023 and held it in 2 quarters.
PenderFund Capital Management's SilverBox Corp III Units, each consisting of one Class A Common Stock and one-third of one redeemable warrant position peaked at $14K in Q1 2023.
10 funds tracked by Wall St. Rank held SilverBox Corp III Units, each consisting of one Class A Common Stock and one-third of one redeemable warrant as of Q3 2023.

Based on PenderFund Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.