PenderFund Capital Management’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

PenderFund Capital Management’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-200,000	Closed	-$4.71M	–	106
2023 Q3	$4.71M	Buy	+200,000	New	+$3.63M	1.41%	20
2023 Q1	–	Sell	-10,000	Closed	-$243K	–	127
2022 Q4	$243K	Hold	10,000	–	–	0.07%	96
2022 Q3	$214K	Hold	10,000	–	–	0.07%	108
2022 Q2	$217K	Buy	+10,000	New	+$181K	0.06%	94

Other funds holding CEF

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

BFG

Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

JAM

Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PenderFund Capital Management's CEF Position: Q4 2023 in Review

PenderFund Capital Management sold out of Sprott Physical Gold and Silver Trust (CEF) in Q4 2023, closing a stake of 200,000 shares — an estimated $4.71M sold.

PenderFund Capital Management first reported a position in CEF in Q2 2022 and held it in 4 quarters. The position peaked at $4.71M in Q3 2023. 294 funds tracked by Wall St. Rank hold CEF as of Q4 2023.

PenderFund Capital Management reported no remaining Sprott Physical Gold and Silver Trust position as of Q4 2023 after selling out during the quarter.
PenderFund Capital Management sold 200,000 Sprott Physical Gold and Silver Trust shares in Q4 2023, an estimated $4.71M.
PenderFund Capital Management first reported a position in Sprott Physical Gold and Silver Trust in Q2 2022 and held it in 4 quarters.
PenderFund Capital Management's Sprott Physical Gold and Silver Trust position peaked at $4.71M in Q3 2023.
294 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q4 2023.

Based on PenderFund Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.