Pembroke Management’s iShares Russell 2000 ETF IWM Stock Holding History

Pembroke Management’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-6,700	Closed	-$770K	–	58
2016 Q2	$770K	Buy	+6,700	New	+$756K	0.07%	54
2015 Q2	–	Sell	-14,000	Closed	-$1.74M	–	55
2015 Q1	$1.74M	Sell	14,000 -17,400	-55%	-$2.1M	0.11%	48
2014 Q4	$3.76M	Buy	+31,400	New	+$3.59M	0.23%	45
2014 Q2	–	Sell	-24,000	Closed	-$2.79M	–	44
2014 Q1	$2.79M	Buy	+24,000	New	+$2.77M	0.23%	39

Other funds holding IWM

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Pembroke Management's IWM Position: Q3 2016 in Review

Pembroke Management sold out of iShares Russell 2000 ETF (IWM) in Q3 2016, closing a stake of 6,700 shares — an estimated $770K sold.

Pembroke Management first reported a position in IWM in Q1 2014 and held it in 4 quarters. The position peaked at $3.76M in Q4 2014. 930 funds tracked by Wall St. Rank hold IWM as of Q3 2016.

Pembroke Management reported no remaining iShares Russell 2000 ETF position as of Q3 2016 after selling out during the quarter.
Pembroke Management sold 6,700 iShares Russell 2000 ETF shares in Q3 2016, an estimated $770K.
Pembroke Management first reported a position in iShares Russell 2000 ETF in Q1 2014 and held it in 4 quarters.
Pembroke Management's iShares Russell 2000 ETF position peaked at $3.76M in Q4 2014.
930 funds tracked by Wall St. Rank held iShares Russell 2000 ETF as of Q3 2016.

Based on Pembroke Management's 13F filing for Q3 2016, filed 27 Oct 2016.