We are live on ! Find out more
PHS

Pekin Hardy Strauss Portfolio holdings

AUM $957M
1-Year Est. Return 44.61%
This Fund
S&P 500
This Quarter Est. Return
+9.63%
1 Year Est. Return
+44.61%
3 Year Est. Return
+97.85%
5 Year Est. Return
+135.39%
10 Year Est. Return
+315.22%
AUM
$609M
AUM Growth
+$94.6M
Cap. Flow
+$816M
Cap. Flow %
134%
Top 10 Hldgs %
33.16%
Holding
237
New
24
Increased
67
Reduced
86
Closed
11

Top Buys

Rank Stock Value
1
HRTX icon
Heron Therapeutics
HRTX
+$10.8M
2
NLY icon
Annaly Capital Management
NLY
+$7.47M
3
SONY icon
Sony
SONY
+$3.09M
4
SKM icon
SK Telecom
SKM
+$2.67M
5
MOS icon
The Mosaic Company
MOS
+$2.41M

Top Sells

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$12.1M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$5.11M
3
CRTO icon
Criteo
CRTO
+$3.43M
4
EMBJ
Embraer S.A. ADS
EMBJ
+$2.43M
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$2.12M

Sector Composition

Rank Sector Weight
1 Communication Services 12.37%
2 Healthcare 11.33%
3 Industrials 11.28%
4 Financials 8.38%
5 Technology 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$36.8M 6.05%
+2,600,000
New +$801M
PHYS icon
2
Sprott Physical Gold
PHYS
$14.6B
$36.8M 6.04%
3,017,944
-1,014,968
-25% -$12.1M
JLL icon
3
Jones Lang LaSalle
JLL
$15.1B
$18.6M 3.05%
106,602
+11,740
+12% +$1.85M
SAVE
4
DELISTED
Spirit Airlines, Inc.
SAVE
$18.2M 2.99%
451,673
+53,077
+13% +$2.02M
WB icon
5
Weibo
WB
$1.9B
$16.4M 2.7%
354,746
+6,126
+2% +$287K
SKM icon
6
SK Telecom
SKM
$13.7B
$16.2M 2.66%
425,740
+71,333
+20% +$2.67M
ARDX icon
7
Ardelyx
ARDX
$1.24B
$15.9M 2.62%
2,122,592
+81,830
+4% +$497K
CHL
8
DELISTED
China Mobile Limited
CHL
$14.6M 2.39%
344,633
+23,306
+7% +$940K
EMBJ
9
Embraer S.A. ADS
EMBJ
$11.6B
$14.4M 2.36%
736,318
-138,194
-16% -$2.43M
AL
10
DELISTED
Air Lease Corp
AL
$14M 2.31%
295,356
-3,347
-1% -$150K
CRTO icon
11
Criteo
CRTO
$1.03B
$13.5M 2.22%
780,527
-192,611
-20% -$3.43M
SONY icon
12
Sony
SONY
$123B
$13.1M 2.15%
961,820
+248,030
+35% +$3.09M
MOS icon
13
The Mosaic Company
MOS
$7.09B
$12.9M 2.12%
595,955
+121,320
+26% +$2.41M
HRTX icon
14
Heron Therapeutics
HRTX
$86.3M
$11.5M 1.89%
+489,960
New +$10.8M
VZ icon
15
Verizon
VZ
$194B
$10.5M 1.73%
171,457
-5,106
-3% -$308K
BRK.B icon
16
Berkshire Hathaway Class B
BRK.B
$1.07T
$9.8M 1.61%
43,283
-580
-1% -$126K
SILC icon
17
Silicom
SILC
$228M
$9.76M 1.6%
293,366
+17,851
+6% +$576K
NLY icon
18
Annaly Capital Management
NLY
$16.9B
$9.37M 1.54%
248,580
+204,994
+470% +$7.47M
AAPL icon
19
Apple
AAPL
$4.89T
$8.67M 1.42%
118,104
-4,952
-4% -$319K
SABA
20
Saba Capital Income & Opportunities Fund II
SABA
$220M
$7.42M 1.22%
605,236
-423,612
-41% -$5.11M
MSFT icon
21
Microsoft
MSFT
$2.84T
$7.22M 1.19%
45,798
+2,000
+5% +$294K
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$3.91T
$7.11M 1.17%
106,180
-2,940
-3% -$190K
SU icon
23
Suncor Energy
SU
$77.7B
$6.97M 1.14%
212,406
+18,240
+9% +$569K
GOOG icon
24
Alphabet (Google) Class C
GOOG
$3.9T
$6.93M 1.14%
103,700
-2,800
-3% -$181K
NVS icon
25
Novartis
NVS
$295B
$6.74M 1.11%
71,216
-2,625
-4% -$236K
1
2 3 4 5

Similar funds

LOAMU
Lombard Odier Asset Management (USA) New York $957M AUM 35.8% 1-Year Est. Return
JVBC
J.V. Bruni & Co Colorado Springs, Colorado $958M AUM 22.2% 1-Year Est. Return
OHIS
Oak Harvest Investment Services Houston, Texas $958M AUM 34.66% 1-Year Est. Return
NA
Navellier & Associates Reno, Nevada $960M AUM 79.37% 1-Year Est. Return
PO
Paradigm Operations San Francisco, California $954M AUM 20.29% 1-Year Est. Return
WAM
Wellesley Asset Management Portsmouth, New Hampshire $953M AUM 0% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return

Pekin Hardy Strauss's Q4 2019 Portfolio in Review

As of Q4 2019, Pekin Hardy Strauss held 237 positions worth $609M, up 18% from $514M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Pekin Hardy Strauss deployed $816M of net new capital in Q4 2019, opening 24 new positions and adding to 67 existing holdings. Its largest new stake was Heron Therapeutics: 489,960 shares worth $11.5M.

By sector, the portfolio is most concentrated in Communication Services at 12% of assets, down from 15% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $12.1M trimmed.

  • Pekin Hardy Strauss's largest Q4 2019 buy was Heron Therapeutics: 489,960 shares worth $11.5M.
  • Pekin Hardy Strauss added most to Annaly Capital Management in Q4 2019, an estimated $7.47M increase.
  • Pekin Hardy Strauss's biggest Q4 2019 reduction was Sprott Physical Gold, cutting an estimated $12.1M.
  • Pekin Hardy Strauss fully exited Invesco China Real Estate ETF in Q4 2019, selling an estimated $503K.
  • Pekin Hardy Strauss's ten largest holdings make up 33% of its $609M portfolio in Q4 2019.
  • Pekin Hardy Strauss opened 24 new positions and closed 11 in Q4 2019.
  • Pekin Hardy Strauss's portfolio value rose 18% quarter-over-quarter to $609M.

Based on Pekin Hardy Strauss's 13F filing for Q4 2019, filed 12 Feb 2020.