We are live on ! Find out more
PHS

Pekin Hardy Strauss Portfolio holdings

AUM $1.14B
1-Year Est. Return 37.36%
This Fund
S&P 500
This Quarter Est. Return
+9.63%
1 Year Est. Return
+37.36%
3 Year Est. Return
+102.22%
5 Year Est. Return
+128.49%
10 Year Est. Return
+317.35%
AUM
$609M
AUM Growth
+$94.6M
Cap. Flow
+$816M
Cap. Flow %
134%
Top 10 Hldgs %
33.16%
Holding
237
New
24
Increased
67
Reduced
86
Closed
11

Top Buys

Rank Stock Value
1
HRTX icon
Heron Therapeutics
HRTX
+$10.8M
2
NLY icon
Annaly Capital Management
NLY
+$7.47M
3
SONY icon
Sony
SONY
+$3.09M
4
SKM icon
SK Telecom
SKM
+$2.67M
5
MOS icon
The Mosaic Company
MOS
+$2.41M

Top Sells

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$12.1M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$5.11M
3
CRTO icon
Criteo S.A. Ordinary Shares
CRTO
+$3.43M
4
EMBJ
Embraer S.A. ADS
EMBJ
+$2.43M
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$2.12M

Sector Composition

Rank Sector Weight
1 Communication Services 12.37%
2 Healthcare 11.33%
3 Industrials 11.28%
4 Financials 8.38%
5 Technology 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKSI icon
201
MKS Inc
MKSI
$20.1B
$220K 0.04%
+2,000
New +$210K
JD icon
202
JD.com
JD
$44.6B
$215K 0.04%
6,100
-1,000
-14% -$32.3K
LBRDK icon
203
Liberty Broadband Class C
LBRDK
$4.88B
$214K 0.04%
+1,700
New +$198K
VCIT icon
204
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$210K 0.03%
2,295
– –
VOYA icon
205
Voya Financial
VOYA
$9.01B
$210K 0.03%
+3,450
New +$195K
MCHP icon
206
Microchip Technology
MCHP
$40.3B
$209K 0.03%
+4,000
New +$193K
NOC icon
207
Northrop Grumman
NOC
$77.1B
$206K 0.03%
600
– –
VLO icon
208
Valero Energy
VLO
$90.1B
$206K 0.03%
+2,200
New +$208K
HIO
209
Western Asset High Income Opportunity Fund
HIO
$336M
$202K 0.03%
39,805
+14,250
+56% +$71.5K
HP icon
210
Helmerich & Payne
HP
$3.45B
$202K 0.03%
4,455
-685
-13% -$27.5K
TWI icon
211
CALL
Titan International
TWI
$466M
$199K 0.03%
55,000
– –
SLV icon
212
iShares Silver Trust
SLV
$28B
$183K 0.03%
+10,950
New +$177K
MNR
213
DELISTED
Monmouth Real Estate Investment Corp
MNR
$164K 0.03%
11,340
– –
CCJ icon
214
Cameco
CCJ
$37.6B
$140K 0.02%
15,754
+330
+2% +$3.05K
GAB icon
215
Gabelli Equity Trust
GAB
$1.75B
$140K 0.02%
23,573
– –
JDD
216
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$136K 0.02%
12,475
+750
+6% +$8.15K
T icon
217
CALL
AT&T
T
$159B
$117K 0.02%
3,972
– –
GE icon
218
GE Aerospace
GE
$374B
$112K 0.02%
2,014
-602
-23% -$31.1K
BABA icon
219
CALL
Alibaba
BABA
$293B
$106K 0.02%
500
-500
-50% -$93.8K
PSLV icon
220
Sprott Physical Silver Trust
PSLV
$12B
$93K 0.02%
14,250
-2,500
-15% -$15.9K
MFA
221
MFA Financial
MFA
$926M
$78K 0.01%
2,563
– –
PIM
222
Franklin Master Intermediate Income Trust
PIM
$150M
$66K 0.01%
13,950
– –
MDT icon
223
CALL
Medtronic
MDT
$109B
$57K 0.01%
+500
New +$54.9K
NOK icon
224
Nokia
NOK
$51B
$37K 0.01%
10,091
-2,000
-17% -$7.86K
CNVS icon
225
Cineverse
CNVS
$56.2M
$9K ﹤0.01%
667
+137
+26% +$2.36K
6 7 8
9
10

Similar funds

ACM
Alua Capital Management New York $1.13B AUM 8.41% 1-Year Est. Return
SAM
SP Asset Management Cupertino, California $1.13B AUM 12.57% 1-Year Est. Return
HMCP
Hook Mill Capital Partners New York $1.13B AUM 31.32% 1-Year Est. Return
OHIF
Oriental Harbor Investment Fund Hong Kong $1.13B AUM 70.63% 1-Year Est. Return
WM
WS Management Jacksonville, Florida $1.13B AUM 53.44% 1-Year Est. Return
PFCS
Pale Fire Capital SE Prague, Czech Republic $1.14B AUM 42.87% 1-Year Est. Return
AT
American Trust Lexington, Kentucky $1.13B AUM 17.56% 1-Year Est. Return
IP
Indivisible Partners Clearwater, Florida $1.13B AUM

Pekin Hardy Strauss's Q4 2019 Portfolio in Review

As of Q4 2019, Pekin Hardy Strauss held 237 positions worth $609M, up 18% from $514M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Pekin Hardy Strauss deployed $816M of net new capital in Q4 2019, opening 24 new positions and adding to 67 existing holdings. Its largest new stake was Heron Therapeutics: 489,960 shares worth $11.5M.

By sector, the portfolio is most concentrated in Communication Services at 12% of assets, down from 15% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $12.1M trimmed.

  • Pekin Hardy Strauss's largest Q4 2019 buy was Heron Therapeutics: 489,960 shares worth $11.5M.
  • Pekin Hardy Strauss added most to Annaly Capital Management in Q4 2019, an estimated $7.47M increase.
  • Pekin Hardy Strauss's biggest Q4 2019 reduction was Sprott Physical Gold, cutting an estimated $12.1M.
  • Pekin Hardy Strauss fully exited Invesco China Real Estate ETF in Q4 2019, selling an estimated $503K.
  • Pekin Hardy Strauss's ten largest holdings make up 33% of its $609M portfolio in Q4 2019.
  • Pekin Hardy Strauss opened 24 new positions and closed 11 in Q4 2019.
  • Pekin Hardy Strauss's portfolio value rose 18% quarter-over-quarter to $609M.

Based on Pekin Hardy Strauss's 13F filing for Q4 2019, filed 12 Feb 2020.