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PHS

Pekin Hardy Strauss Portfolio holdings

AUM $1.14B
1-Year Est. Return 37.36%
This Fund
S&P 500
This Quarter Est. Return
+9.63%
1 Year Est. Return
+37.36%
3 Year Est. Return
+102.22%
5 Year Est. Return
+128.49%
10 Year Est. Return
+317.35%
AUM
$609M
AUM Growth
+$94.6M
Cap. Flow
+$816M
Cap. Flow %
134%
Top 10 Hldgs %
33.16%
Holding
237
New
24
Increased
67
Reduced
86
Closed
11

Top Buys

Rank Stock Value
1
HRTX icon
Heron Therapeutics
HRTX
+$10.8M
2
NLY icon
Annaly Capital Management
NLY
+$7.47M
3
SONY icon
Sony
SONY
+$3.09M
4
SKM icon
SK Telecom
SKM
+$2.67M
5
MOS icon
The Mosaic Company
MOS
+$2.41M

Top Sells

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$12.1M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$5.11M
3
CRTO icon
Criteo S.A. Ordinary Shares
CRTO
+$3.43M
4
EMBJ
Embraer S.A. ADS
EMBJ
+$2.43M
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$2.12M

Sector Composition

Rank Sector Weight
1 Communication Services 12.37%
2 Healthcare 11.33%
3 Industrials 11.28%
4 Financials 8.38%
5 Technology 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
51
DELISTED
Magellan Midstream Partners, L.P.
MMP
$3.18M 0.52%
50,575
+26,094
+107% +$1.63M
VTI icon
52
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$3.15M 0.52%
19,241
-340
-2% -$53.3K
BNY
53
Bank of New York Mellon
BNY
$106B
$2.9M 0.48%
57,557
-3,000
-5% -$143K
V icon
54
Visa
V
$684B
$2.75M 0.45%
14,640
+1,055
+8% +$190K
CNI icon
55
Canadian National Railway
CNI
$76.9B
$2.71M 0.44%
29,941
-106
-0.4% -$9.53K
WMT icon
56
Walmart Inc
WMT
$885B
$2.66M 0.44%
67,080
-300
-0.4% -$11.9K
OUNZ icon
57
VanEck Merk Gold Trust
OUNZ
$2.51B
$2.63M 0.43%
177,468
-146,432
-45% -$2.12M
GBDC icon
58
Golub Capital BDC
GBDC
$3.34B
$2.63M 0.43%
145,466
+37,191
+34% +$656K
PFF icon
59
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.6M 0.43%
69,236
+7,074
+11% +$264K
EPD icon
60
Enterprise Products Partners
EPD
$82.3B
$2.57M 0.42%
91,286
+44,664
+96% +$1.21M
MO icon
61
Altria Group
MO
$114B
$2.46M 0.4%
49,267
+1,475
+3% +$69.6K
PFE icon
62
Pfizer
PFE
$143B
$2.45M 0.4%
65,927
-184
-0.3% -$6.55K
CME icon
63
CME Group
CME
$96.3B
$2.41M 0.4%
12,003
+39
+0.3% +$8K
TSM icon
64
TSMC
TSM
$2.1T
$2.4M 0.39%
41,330
-5,865
-12% -$311K
WFC.PRL icon
65
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$2.28M 0.37%
1,573
-82
-5% -$121K
USB icon
66
US Bancorp
USB
$98.2B
$2.24M 0.37%
37,845
-1,000
-3% -$57.8K
BHF icon
67
Brighthouse Financial
BHF
$3.56B
$2.12M 0.35%
54,021
-10,879
-17% -$428K
CVX icon
68
Chevron
CVX
$392B
$2.08M 0.34%
17,255
-195
-1% -$23K
SBUX icon
69
Starbucks
SBUX
$120B
$2.04M 0.34%
23,265
-955
-4% -$81.4K
IAU icon
70
iShares Gold Trust
IAU
$62.9B
$1.96M 0.32%
67,639
-4,515
-6% -$128K
ARCC icon
71
Ares Capital
ARCC
$13.5B
$1.96M 0.32%
104,860
+1,445
+1% +$26.8K
HDSN
72
Hudson Technologies
HDSN
$254M
$1.91M 0.31%
1,956,480
-417,278
-18% -$280K
WTW icon
73
Willis Towers Watson
WTW
$31.2B
$1.91M 0.31%
9,440
-617
-6% -$118K
STWD icon
74
Starwood Property Trust
STWD
$5.92B
$1.88M 0.31%
75,425
+2,815
+4% +$68.9K
PM icon
75
Philip Morris
PM
$297B
$1.83M 0.3%
21,520
+9,110
+73% +$751K
1 2
3
4 5

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SAM
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HMCP
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OHIF
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PFCS
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Pekin Hardy Strauss's Q4 2019 Portfolio in Review

As of Q4 2019, Pekin Hardy Strauss held 237 positions worth $609M, up 18% from $514M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Pekin Hardy Strauss deployed $816M of net new capital in Q4 2019, opening 24 new positions and adding to 67 existing holdings. Its largest new stake was Heron Therapeutics: 489,960 shares worth $11.5M.

By sector, the portfolio is most concentrated in Communication Services at 12% of assets, down from 15% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $12.1M trimmed.

  • Pekin Hardy Strauss's largest Q4 2019 buy was Heron Therapeutics: 489,960 shares worth $11.5M.
  • Pekin Hardy Strauss added most to Annaly Capital Management in Q4 2019, an estimated $7.47M increase.
  • Pekin Hardy Strauss's biggest Q4 2019 reduction was Sprott Physical Gold, cutting an estimated $12.1M.
  • Pekin Hardy Strauss fully exited Invesco China Real Estate ETF in Q4 2019, selling an estimated $503K.
  • Pekin Hardy Strauss's ten largest holdings make up 33% of its $609M portfolio in Q4 2019.
  • Pekin Hardy Strauss opened 24 new positions and closed 11 in Q4 2019.
  • Pekin Hardy Strauss's portfolio value rose 18% quarter-over-quarter to $609M.

Based on Pekin Hardy Strauss's 13F filing for Q4 2019, filed 12 Feb 2020.