PHS

Pekin Hardy Strauss Portfolio holdings

AUM $878M
This Quarter Return
+2.13%
1 Year Return
+25.82%
3 Year Return
+61.18%
5 Year Return
+132.2%
10 Year Return
+188.36%
AUM
$680M
AUM Growth
+$680M
Cap. Flow
+$81M
Cap. Flow %
11.93%
Top 10 Hldgs %
38.52%
Holding
251
New
110
Increased
46
Reduced
67
Closed
4

Top Buys

1
YHOO
Yahoo Inc
YHOO
$12M
2
AAPL icon
Apple
AAPL
$10.5M
3
NBR icon
Nabors Industries
NBR
$5.97M
4
SCSC icon
Scansource
SCSC
$4.38M
5
ARCC icon
Ares Capital
ARCC
$4.08M

Top Sells

1
JBSS icon
John B. Sanfilippo & Son
JBSS
$27.6M
2
SPLS
Staples Inc
SPLS
$18.6M
3
SKM icon
SK Telecom
SKM
$8.56M
4
DF
Dean Foods Company
DF
$5.44M
5
TEVA icon
Teva Pharmaceuticals
TEVA
$4.48M

Sector Composition

1 Financials 22.33%
2 Healthcare 11.75%
3 Industrials 10.05%
4 Technology 8.36%
5 Energy 7.96%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PSEC icon
226
Prospect Capital
PSEC
$1.34B
$171K 0.03%
+20,722
New +$171K
SVU
227
DELISTED
SUPERVALU Inc.
SVU
$161K 0.02%
16,626
– –
ABEV icon
228
Ambev
ABEV
$33.5B
$155K 0.02%
25,000
-3,000
-11% -$18.6K
HIX
229
Western Asset High Income Fund II
HIX
$386M
$154K 0.02%
18,500
– –
VERU icon
230
Veru
VERU
$48.5M
$151K 0.02%
38,600
– –
BDJ icon
231
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$145K 0.02%
+17,819
New +$145K
DNP icon
232
DNP Select Income Fund
DNP
$3.67B
$142K 0.02%
+13,444
New +$142K
EXK
233
Endeavour Silver
EXK
$1.87B
$140K 0.02%
+65,000
New +$140K
NMM icon
234
Navios Maritime Partners
NMM
$1.41B
$138K 0.02%
+13,600
New +$138K
FAX
235
abrdn Asia-Pacific Income Fund
FAX
$674M
$129K 0.02%
+23,300
New +$129K
JFR icon
236
Nuveen Floating Rate Income Fund
JFR
$1.13B
$126K 0.02%
11,450
-5,000
-30% -$55K
GAB icon
237
Gabelli Equity Trust
GAB
$1.88B
$114K 0.02%
17,680
+2,000
+13% +$12.9K
FTR
238
DELISTED
Frontier Communications Corp.
FTR
$102K 0.02%
+15,260
New +$102K
MFM
239
MFS Municipal Income Trust
MFM
$212M
$81K 0.01%
+12,144
New +$81K
PIM
240
Putnam Master Intermediate Income Trust
PIM
$162M
$62K 0.01%
12,950
– –
TC
241
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$50K 0.01%
+30,000
New +$50K
ALSK
242
DELISTED
Alaska Communications Systems
ALSK
$45K 0.01%
+25,264
New +$45K
OPHC icon
243
OptimumBank Holdings
OPHC
$49.6M
$42K 0.01%
40,000
+23,826
+147% +$25K
WLT
244
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$17K ﹤0.01%
+12,460
New +$17K
APP
245
DELISTED
AMERICAN APPAREL INC COM
APP
$10K ﹤0.01%
10,000
– –
HTM
246
DELISTED
U.S. Geothermal Inc.
HTM
$7K ﹤0.01%
+15,825
New +$7K
GAB.RT
247
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
– –
-15,701
Closed -$1K
ACHN
248
DELISTED
Achillion Pharmaceuticals, Inc.
ACHN
– –
-11,000
Closed -$110K
LUMO
249
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
– –
0
– –
RIG icon
250
Transocean
RIG
$2.82B
– –
-7,871
Closed -$252K
7 8 9
10
11