PEAK6 Group’s Alerian MLP ETF AMLP Stock Holding History

PEAK6 Group’s Portfolio AMLP Stock Details AMLP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-16,140	Closed	-$1.02M	–	4255
2016 Q4	$1.02M	Sell	16,140 -10,580	-40%	-$654K	0.01%	1854
2016 Q3	$1.7M	Buy	26,720 +1,720	+7%	+$109K	0.01%	1393
2016 Q2	$1.59M	Buy	25,000 +15,240	+156%	+$918K	0.01%	1425
2016 Q1	$533K	Buy	9,760 +8,640	+771%	+$439K	﹤0.01%	2223
2015 Q4	$67K	Buy	+1,120	New	+$70.1K	﹤0.01%	4153

Other funds holding AMLP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Thomaspartners Boston, Massachusetts $13.7B AUM 8.42% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

PEAK6 Group's AMLP Position: Q4 2016 in Review

PEAK6 Group sold out of Alerian MLP ETF (AMLP) in Q4 2016, closing a stake of 2,852 shares — an estimated $176K sold.

PEAK6 Group first reported a position in AMLP in Q4 2015 and held it in 4 quarters. The position peaked at $306K in Q2 2016. 505 funds tracked by Wall St. Rank hold AMLP as of Q4 2016.

PEAK6 Group reported no remaining Alerian MLP ETF position as of Q4 2016 after selling out during the quarter.
PEAK6 Group sold 2,852 Alerian MLP ETF shares in Q4 2016, an estimated $176K.
PEAK6 Group first reported a position in Alerian MLP ETF in Q4 2015 and held it in 4 quarters.
PEAK6 Group's Alerian MLP ETF position peaked at $306K in Q2 2016.
505 funds tracked by Wall St. Rank held Alerian MLP ETF as of Q4 2016.

Based on PEAK6 Group's 13F filing for Q4 2016, filed 13 Feb 2017.