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PFM

Peak Financial Management Portfolio holdings

AUM $436M
1-Year Est. Return 21.5%
This Fund
S&P 500
This Quarter Est. Return
+5.86%
1 Year Est. Return
+21.5%
3 Year Est. Return
+51.85%
5 Year Est. Return
+44.44%
10 Year Est. Return
+130.07%
AUM
$234M
AUM Growth
+$9.31M
Cap. Flow
-$3.19M
Cap. Flow %
-1.36%
Top 10 Hldgs %
54.19%
Holding
59
New
4
Increased
21
Reduced
24
Closed
3

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5M
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$1.26M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$214K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$206K
5
IBB icon
iShares Biotechnology ETF
IBB
+$199K

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.15M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.64M
3
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$1.33M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$390K
5
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$334K

Sector Composition

Rank Sector Weight
1 Technology 1.75%
2 Communication Services 0.37%
3 Consumer Staples 0.36%
4 Energy 0.28%
5 Industrials 0.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$23.4M 9.99%
143,157
-2,491
-2% -$390K
RSPH icon
2
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$15.2M 6.46%
684,210
-16,000
-2% -$334K
VOO icon
3
Vanguard S&P 500 ETF
VOO
$979B
$15.1M 6.44%
51,069
-1,091
-2% -$309K
SPGM icon
4
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.72B
$14.8M 6.33%
345,728
+1,345
+0.4% +$55.8K
EFAV icon
5
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$13.5M 5.77%
181,501
-523
-0.3% -$39K
SCHF icon
6
Schwab International Equity ETF
SCHF
$66.6B
$12.6M 5.38%
749,810
-11,150
-1% -$183K
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$137B
$9.57M 4.08%
85,198
-66
-0.1% -$7.44K
SCHP icon
8
Schwab US TIPS ETF
SCHP
$16.3B
$8.47M 3.61%
299,036
+7,554
+3% +$214K
SCHM icon
9
Schwab US Mid-Cap ETF
SCHM
$14.5B
$7.4M 3.16%
369,231
+270
+0.1% +$5.23K
IHY icon
10
VanEck International High Yield Bond ETF
IHY
$43.3M
$6.93M 2.96%
275,982
+1,950
+0.7% +$48.2K
SCHC icon
11
Schwab International Small-Cap Equity ETF
SCHC
$5.39B
$6.93M 2.96%
199,949
-138
-0.1% -$4.6K
GLTR icon
12
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.47B
$6.53M 2.78%
85,423
-2,518
-3% -$186K
FMAT icon
13
Fidelity MSCI Materials Index ETF
FMAT
$575M
$6.49M 2.77%
188,998
-7,491
-4% -$247K
VCIT icon
14
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$6.3M 2.69%
69,008
+33
+0% +$3.01K
SHYG icon
15
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$5.7M 2.43%
122,817
-1,766
-1% -$81.6K
BWX icon
16
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$5.53M 2.36%
191,980
-645
-0.3% -$18.5K
VWO icon
17
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$5.51M 2.35%
123,923
-1,960
-2% -$83K
IGSB icon
18
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$5M 2.13%
+93,157
New +$5M
VNQ icon
19
Vanguard Real Estate ETF
VNQ
$39.2B
$4.95M 2.11%
53,295
-1,822
-3% -$169K
IEFA icon
20
iShares Core MSCI EAFE ETF
IEFA
$190B
$4.87M 2.08%
74,607
+420
+0.6% +$26.6K
SCHB icon
21
Schwab US Broad Market ETF
SCHB
$43.2B
$4.8M 2.05%
374,484
+942
+0.3% +$11.6K
ACWI icon
22
iShares MSCI ACWI ETF
ACWI
$32.9B
$4.59M 1.96%
57,912
+387
+0.7% +$29.6K
IJR icon
23
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.31M 1.84%
51,453
+279
+0.5% +$22.4K
COMT icon
24
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$4.21M 1.8%
128,051
-41,505
-24% -$1.33M
AAPL icon
25
Apple
AAPL
$4.54T
$3.75M 1.6%
51,120
-172
-0.3% -$11.1K
1
2 3

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GPP
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GDS
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VIM
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VDBMI
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Peak Financial Management's Q4 2019 Portfolio in Review

As of Q4 2019, Peak Financial Management held 59 positions worth $234M, up 4.1% from $225M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Peak Financial Management's Q4 2019 filing shows 4 new, 21 increased, 24 reduced and 3 closed positions. Its largest new stake was iShares 1-5 Year Investment Grade Corporate Bond ETF: 93,157 shares worth $5M. The largest sale was Invesco Senior Loan ETF, an estimated $5.15M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.5% a quarter earlier, followed by Communication Services and Consumer Staples.

  • Peak Financial Management's largest Q4 2019 buy was iShares 1-5 Year Investment Grade Corporate Bond ETF: 93,157 shares worth $5M.
  • Peak Financial Management added most to iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 in Q4 2019, an estimated $1.26M increase.
  • Peak Financial Management's biggest Q4 2019 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $1.64M.
  • Peak Financial Management fully exited Invesco Senior Loan ETF in Q4 2019, selling an estimated $5.15M.
  • Peak Financial Management's ten largest holdings make up 54% of its $234M portfolio in Q4 2019.
  • Peak Financial Management opened 4 new positions and closed 3 in Q4 2019.
  • Peak Financial Management's portfolio value rose 4.1% quarter-over-quarter to $234M.

Based on Peak Financial Management's 13F filing for Q4 2019, filed 31 Jan 2020.