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PFM
Peak Financial Management Portfolio holdings
AUM
$436M
1-Year Est. Return
21.5%
This Fund
S&P 500
This Quarter
Est. Return
+5.86%
1 Year Est. Return
+21.5%
3 Year Est. Return
+51.85%
5 Year Est. Return
+44.44%
10 Year Est. Return
+130.07%
AUM
$234M
AUM Growth
+$9.31M
(+4.1%)
Cap. Flow
-$3.19M
Cap. Flow
% of AUM
-1.36%
Top 10 Holdings %
Top 10 Hldgs %
54.19%
Holding
59
New
4
Increased
21
Reduced
24
Closed
3
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$5M |
| 2 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$1.26M |
| 3 |
Schwab US TIPS ETF
SCHP
|
+$214K |
| 4 |
Invesco QQQ Trust
QQQ
|
+$206K |
| 5 |
iShares Biotechnology ETF
IBB
|
+$199K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Senior Loan ETF
BKLN
|
+$5.15M |
| 2 |
Sprott Physical Gold and Silver Trust
CEF
|
+$1.64M |
| 3 |
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
|
+$1.33M |
| 4 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$390K |
| 5 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$334K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.75% |
| 2 | Communication Services | 0.37% |
| 3 | Consumer Staples | 0.36% |
| 4 | Energy | 0.28% |
| 5 | Industrials | 0.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Alphabet (Google) Class C
GOOG
$4.36T
| $278K | 0.12% |
4,160
| – | – |
|
52
LeMaitre Vascular
LMAT
$2.32B
| $265K | 0.11% |
7,365
-2,878
| -28% | -$99.3K |
|
|
53
Invesco QQQ Trust
QQQ
$453B
| $219K | 0.09% |
+1,030
| New | +$206K |
|
|
54
iShares Biotechnology ETF
IBB
$9.34B
| $215K | 0.09% |
+1,780
| New | +$199K |
|
55
Vanguard Information Technology ETF
VGT
$139B
| $208K | 0.09% |
+6,800
| New | +$195K |
|
56
VanEck Mortgage REIT Income ETF
MORT
$360M
| $207K | 0.09% |
8,653
-860
| -9% | -$20.3K |
|
|
57
Invesco Senior Loan ETF
BKLN
$6.97B
| – | – |
-228,057
| Closed | -$5.15M |
|
58
Lyft
LYFT
$6.02B
| – | – |
-5,083
| Closed | -$208K |
|
59
Vanguard Consumer Discretionary ETF
VCR
$6.15B
| – | – |
-1,240
| Closed | -$223K |
|
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Peak Financial Management's Q4 2019 Portfolio in Review
As of Q4 2019, Peak Financial Management held 59 positions worth $234M, up 4.1% from $225M the previous quarter. Its ten largest holdings account for 54% of the portfolio.
Peak Financial Management's Q4 2019 filing shows 4 new, 21 increased, 24 reduced and 3 closed positions. Its largest new stake was iShares 1-5 Year Investment Grade Corporate Bond ETF: 93,157 shares worth $5M. The largest sale was Invesco Senior Loan ETF, an estimated $5.15M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.5% a quarter earlier, followed by Communication Services and Consumer Staples.
- Peak Financial Management's largest Q4 2019 buy was iShares 1-5 Year Investment Grade Corporate Bond ETF: 93,157 shares worth $5M.
- Peak Financial Management added most to iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 in Q4 2019, an estimated $1.26M increase.
- Peak Financial Management's biggest Q4 2019 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $1.64M.
- Peak Financial Management fully exited Invesco Senior Loan ETF in Q4 2019, selling an estimated $5.15M.
- Peak Financial Management's ten largest holdings make up 54% of its $234M portfolio in Q4 2019.
- Peak Financial Management opened 4 new positions and closed 3 in Q4 2019.
- Peak Financial Management's portfolio value rose 4.1% quarter-over-quarter to $234M.
Based on Peak Financial Management's 13F filing for Q4 2019, filed 31 Jan 2020.