We are live on ! Find out more
PFM

Peak Financial Management Portfolio holdings

AUM $436M
1-Year Est. Return 21.5%
This Fund
S&P 500
This Quarter Est. Return
+0.35%
1 Year Est. Return
+21.5%
3 Year Est. Return
+51.85%
5 Year Est. Return
+44.44%
10 Year Est. Return
+130.07%
AUM
$225M
AUM Growth
+$2.42M
Cap. Flow
+$1.81M
Cap. Flow %
0.81%
Top 10 Hldgs %
53.62%
Holding
56
New
1
Increased
30
Reduced
17
Closed
1

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$312K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$305K
3
LYFT icon
Lyft
LYFT
+$278K
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$247K
5
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$190K

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$336K
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$188K
3
GLTR icon
abrdn Physical Precious Metals Basket Shares ETF
GLTR
+$180K
4
SCHF icon
Schwab International Equity ETF
SCHF
+$168K
5
AAPL icon
Apple
AAPL
+$61.1K

Sector Composition

Rank Sector Weight
1 Technology 1.5%
2 Consumer Staples 0.37%
3 Communication Services 0.37%
4 Energy 0.28%
5 Industrials 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
51
Enbridge
ENB
$119B
$275K 0.12%
7,833
– –
GOOG icon
52
Alphabet (Google) Class C
GOOG
$4.36T
$254K 0.11%
4,160
– –
VCR icon
53
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$223K 0.1%
1,240
– –
MORT icon
54
VanEck Mortgage REIT Income ETF
MORT
$360M
$221K 0.1%
9,513
-1,515
-14% -$34.7K
LYFT icon
55
Lyft
LYFT
$6.02B
$208K 0.09%
+5,083
New +$278K
VGT icon
56
Vanguard Information Technology ETF
VGT
$139B
– –
-12,760
Closed -$336K
1 2
3

Similar funds

SWG
Summit Wealth Group White River Junction, Vermont $436M AUM 13.96% 1-Year Est. Return
SCP
Seafarer Capital Partners Larkspur, California $436M AUM 42.05% 1-Year Est. Return
GPP
Great Point Partners Greenwich, Connecticut $435M AUM 318.81% 1-Year Est. Return
GDS
Gimbel Daniel Scott $435M AUM 78.68% 1-Year Est. Return
VIM
VELA Investment Management New Albany, Ohio $436M AUM 15.16% 1-Year Est. Return
VDBMI
Van Den Berg Management I Austin, Texas $436M AUM 40.66% 1-Year Est. Return
ACG
Anchorage Capital Group New York $436M AUM 38.51% 1-Year Est. Return
JWM
JPL Wealth Management Highlands Ranch, Colorado $435M AUM 16.48% 1-Year Est. Return

Peak Financial Management's Q3 2019 Portfolio in Review

As of Q3 2019, Peak Financial Management held 56 positions worth $225M, up 1.1% from $223M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Trading was light in Q3 2019: portfolio turnover was 3.6%. Peak Financial Management opened 1 new position and exited 1, leaving the 56-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.3% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Peak Financial Management's largest Q3 2019 buy was Lyft: 5,083 shares worth $208K.
  • Peak Financial Management added most to iShares MSCI EAFE Min Vol Factor ETF in Q3 2019, an estimated $312K increase.
  • Peak Financial Management's biggest Q3 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $188K.
  • Peak Financial Management fully exited Vanguard Information Technology ETF in Q3 2019, selling an estimated $336K.
  • Peak Financial Management's ten largest holdings make up 54% of its $225M portfolio in Q3 2019.
  • Peak Financial Management opened 1 new position and closed 1 in Q3 2019.
  • Peak Financial Management's portfolio value rose 1.1% quarter-over-quarter to $225M.

Based on Peak Financial Management's 13F filing for Q3 2019, filed 29 Oct 2019.