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PFM

Peak Financial Management Portfolio holdings

AUM $436M
1-Year Est. Return 21.5%
This Fund
S&P 500
This Quarter Est. Return
-4.05%
1 Year Est. Return
+21.5%
3 Year Est. Return
+51.85%
5 Year Est. Return
+44.44%
10 Year Est. Return
+130.07%
AUM
$275M
AUM Growth
-$5.98M
Cap. Flow
+$6.11M
Cap. Flow %
2.22%
Top 10 Hldgs %
51.93%
Holding
83
New
5
Increased
33
Reduced
26
Closed
10

Top Buys

Rank Stock Value
1
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$26.8M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$5.35M
3
PICB icon
Invesco International Corporate Bond ETF
PICB
+$4.78M
4
USRT icon
iShares Core US REIT ETF
USRT
+$3.29M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.28M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$11.8M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.26M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$5.43M
4
IHY icon
VanEck International High Yield Bond ETF
IHY
+$4.6M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.41M

Sector Composition

Rank Sector Weight
1 Technology 4.35%
2 Communication Services 0.75%
3 Consumer Discretionary 0.42%
4 Healthcare 0.27%
5 Consumer Staples 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
26
Schwab US Large- Cap ETF
SCHX
$72.9B
$4.02M 1.46%
238,620
-612
-0.3% -$10.7K
USRT icon
27
iShares Core US REIT ETF
USRT
$4.66B
$3.86M 1.4%
81,737
+64,383
+371% +$3.29M
IEFA icon
28
iShares Core MSCI EAFE ETF
IEFA
$191B
$2.87M 1.04%
44,566
-37,360
-46% -$2.5M
IVV icon
29
iShares Core S&P 500 ETF
IVV
$885B
$1.77M 0.64%
4,120
– –
SCHC icon
30
Schwab International Small-Cap Equity ETF
SCHC
$5.46B
$1.65M 0.6%
51,151
-160,120
-76% -$5.43M
ITOT icon
31
iShares Core S&P Total US Stock Market ETF
ITOT
$95.8B
$1.59M 0.58%
16,868
+361
+2% +$35.5K
CEF icon
32
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$1.37M 0.5%
79,185
-280
-0.4% -$5.09K
MSFT icon
33
Microsoft
MSFT
$3.63T
$1.32M 0.48%
4,177
-336
-7% -$111K
RSPM icon
34
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$187M
$1.31M 0.48%
42,223
+123
+0.3% +$3.98K
NVDA icon
35
NVIDIA
NVDA
$5.04T
$1.31M 0.48%
30,100
+2,980
+11% +$134K
VWO icon
36
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$1.26M 0.46%
32,259
-83,534
-72% -$3.41M
DJP icon
37
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$787M
$1.25M 0.45%
38,741
-430
-1% -$13.9K
VEA icon
38
Vanguard FTSE Developed Markets ETF
VEA
$230B
$1.17M 0.42%
26,669
-4,889
-15% -$224K
GOOG icon
39
Alphabet (Google) Class C
GOOG
$4.56T
$966K 0.35%
7,328
-385
-5% -$50.1K
IHY icon
40
VanEck International High Yield Bond ETF
IHY
$43.1M
$849K 0.31%
43,397
-230,818
-84% -$4.6M
GOOGL icon
41
Alphabet (Google) Class A
GOOGL
$4.57T
$846K 0.31%
6,468
+38
+0.6% +$4.92K
EFAV icon
42
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.43B
$808K 0.29%
12,383
-93,253
-88% -$6.26M
ESGD icon
43
iShares ESG Aware MSCI EAFE ETF
ESGD
$12B
$599K 0.22%
8,658
+328
+4% +$23.6K
TSLA icon
44
Tesla
TSLA
$1.27T
$594K 0.22%
2,374
+660
+39% +$170K
QQQ icon
45
Invesco QQQ Trust
QQQ
$469B
$573K 0.21%
1,599
+43
+3% +$15.9K
AMZN icon
46
Amazon
AMZN
$3.04T
$558K 0.2%
4,389
-1,110
-20% -$149K
VTV icon
47
Vanguard Morningstar Value ETF
VTV
$188B
$532K 0.19%
3,856
+1
+0% +$143
DSI icon
48
iShares MSCI KLD 400 Social ETF
DSI
$5.44B
$515K 0.19%
6,322
-8
-0.1% -$678
RTX icon
49
RTX Corp
RTX
$292B
$440K 0.16%
6,108
+12
+0.2% +$1.03K
XLV icon
50
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$439K 0.16%
3,410
-43
-1% -$5.71K
1
2
3 4

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GPP
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VDBMI
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Peak Financial Management's Q3 2023 Portfolio in Review

As of Q3 2023, Peak Financial Management held 83 positions worth $275M, down 2.1% from $281M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Peak Financial Management's Q3 2023 filing shows 5 new, 33 increased, 26 reduced and 10 closed positions. Its largest new stake was HubSpot: 771 shares worth $380K. The largest sale was Schwab International Equity ETF, an estimated $11.8M.

By sector, the portfolio is most concentrated in Technology at 4.3% of assets, down from 4.6% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Peak Financial Management's largest Q3 2023 buy was HubSpot: 771 shares worth $380K.
  • Peak Financial Management added most to Vanguard Total International Stock ETF in Q3 2023, an estimated $26.8M increase.
  • Peak Financial Management's biggest Q3 2023 reduction was Schwab International Equity ETF, cutting an estimated $11.8M.
  • Peak Financial Management fully exited State Street DoubleLine Total Return Tactical ETF in Q3 2023, selling an estimated $581K.
  • Peak Financial Management's ten largest holdings make up 52% of its $275M portfolio in Q3 2023.
  • Peak Financial Management opened 5 new positions and closed 10 in Q3 2023.
  • Peak Financial Management's portfolio value fell 2.1% quarter-over-quarter to $275M.

Based on Peak Financial Management's 13F filing for Q3 2023, filed 25 Oct 2023.