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PFM

Peak Financial Management Portfolio holdings

AUM $436M
1-Year Est. Return 21.5%
This Fund
S&P 500
This Quarter Est. Return
+5.86%
1 Year Est. Return
+21.5%
3 Year Est. Return
+51.85%
5 Year Est. Return
+44.44%
10 Year Est. Return
+130.07%
AUM
$234M
AUM Growth
+$9.31M
Cap. Flow
-$3.19M
Cap. Flow %
-1.36%
Top 10 Hldgs %
54.19%
Holding
59
New
4
Increased
21
Reduced
24
Closed
3

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5M
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$1.26M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$214K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$206K
5
IBB icon
iShares Biotechnology ETF
IBB
+$199K

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.15M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.64M
3
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$1.33M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$390K
5
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$334K

Sector Composition

Rank Sector Weight
1 Technology 1.75%
2 Communication Services 0.37%
3 Consumer Staples 0.36%
4 Energy 0.28%
5 Industrials 0.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
26
Schwab US Large- Cap ETF
SCHX
$71.8B
$3.51M 1.5%
274,524
-1,914
-0.7% -$23.5K
SCHZ icon
27
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$3.47M 1.48%
129,928
+3,298
+3% +$88.4K
TOTL icon
28
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
$2.87M 1.23%
58,638
+29
+0% +$1.42K
TIP icon
29
iShares TIPS Bond ETF
TIP
$14.5B
$2.79M 1.19%
23,965
+898
+4% +$104K
CEF icon
30
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$1.68M 0.71%
114,340
-114,340
-50% -$1.64M
DJP icon
31
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$1.65M 0.7%
72,335
+56,620
+360% +$1.26M
RSPM icon
32
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$1.28M 0.55%
55,085
+1,195
+2% +$26.5K
BOND icon
33
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
$1.01M 0.43%
9,357
-11
-0.1% -$1.19K
ITOT icon
34
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$768K 0.33%
10,559
+846
+9% +$58.9K
SCHE icon
35
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$665K 0.28%
24,290
-132
-0.5% -$3.48K
XLV icon
36
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$637K 0.27%
6,252
– –
VZ icon
37
Verizon
VZ
$195B
$589K 0.25%
9,599
– –
DEO icon
38
Diageo
DEO
$49B
$572K 0.24%
3,397
– –
SCZ icon
39
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$570K 0.24%
9,146
+174
+2% +$10.5K
RTN
40
DELISTED
Raytheon Company
RTN
$550K 0.23%
2,501
-7
-0.3% -$1.48K
SPY icon
41
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$494K 0.21%
1,534
-37
-2% -$11.4K
SCHH icon
42
Schwab US REIT ETF
SCHH
$11.5B
$492K 0.21%
21,430
+470
+2% +$11K
IVV icon
43
iShares Core S&P 500 ETF
IVV
$878B
$456K 0.19%
1,409
+20
+1% +$6.19K
SCHA icon
44
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$415K 0.18%
21,936
+216
+1% +$3.91K
IEMG icon
45
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$413K 0.18%
7,687
+49
+0.6% +$2.52K
PHYS icon
46
Sprott Physical Gold
PHYS
$14.6B
$353K 0.15%
29,000
– –
XOM icon
47
ExxonMobil
XOM
$644B
$352K 0.15%
5,044
– –
MSFT icon
48
Microsoft
MSFT
$3.45T
$348K 0.15%
2,205
+2
+0.1% +$294
ENB icon
49
Enbridge
ENB
$119B
$312K 0.13%
7,833
– –
PG icon
50
Procter & Gamble
PG
$336B
$281K 0.12%
2,248
-2
-0.1% -$245
1
2
3

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GPP
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GDS
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VIM
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VDBMI
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ACG
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JWM
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Peak Financial Management's Q4 2019 Portfolio in Review

As of Q4 2019, Peak Financial Management held 59 positions worth $234M, up 4.1% from $225M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Peak Financial Management's Q4 2019 filing shows 4 new, 21 increased, 24 reduced and 3 closed positions. Its largest new stake was iShares 1-5 Year Investment Grade Corporate Bond ETF: 93,157 shares worth $5M. The largest sale was Invesco Senior Loan ETF, an estimated $5.15M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.5% a quarter earlier, followed by Communication Services and Consumer Staples.

  • Peak Financial Management's largest Q4 2019 buy was iShares 1-5 Year Investment Grade Corporate Bond ETF: 93,157 shares worth $5M.
  • Peak Financial Management added most to iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 in Q4 2019, an estimated $1.26M increase.
  • Peak Financial Management's biggest Q4 2019 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $1.64M.
  • Peak Financial Management fully exited Invesco Senior Loan ETF in Q4 2019, selling an estimated $5.15M.
  • Peak Financial Management's ten largest holdings make up 54% of its $234M portfolio in Q4 2019.
  • Peak Financial Management opened 4 new positions and closed 3 in Q4 2019.
  • Peak Financial Management's portfolio value rose 4.1% quarter-over-quarter to $234M.

Based on Peak Financial Management's 13F filing for Q4 2019, filed 31 Jan 2020.