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PFM

Peak Financial Management Portfolio holdings

AUM $436M
1-Year Est. Return 21.5%
This Fund
S&P 500
This Quarter Est. Return
+0.35%
1 Year Est. Return
+21.5%
3 Year Est. Return
+51.85%
5 Year Est. Return
+44.44%
10 Year Est. Return
+130.07%
AUM
$225M
AUM Growth
+$2.42M
Cap. Flow
+$1.81M
Cap. Flow %
0.81%
Top 10 Hldgs %
53.62%
Holding
56
New
1
Increased
30
Reduced
17
Closed
1

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$312K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$305K
3
LYFT icon
Lyft
LYFT
+$278K
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$247K
5
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$190K

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$336K
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$188K
3
GLTR icon
abrdn Physical Precious Metals Basket Shares ETF
GLTR
+$180K
4
SCHF icon
Schwab International Equity ETF
SCHF
+$168K
5
AAPL icon
Apple
AAPL
+$61.1K

Sector Composition

Rank Sector Weight
1 Technology 1.5%
2 Consumer Staples 0.37%
3 Communication Services 0.37%
4 Energy 0.28%
5 Industrials 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
26
Schwab US Large- Cap ETF
SCHX
$71.8B
$3.27M 1.45%
276,438
-624
-0.2% -$7.35K
CEF icon
27
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$3.24M 1.44%
228,680
+4,680
+2% +$66.4K
TOTL icon
28
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
$2.88M 1.28%
58,609
-724
-1% -$35.6K
AAPL icon
29
Apple
AAPL
$4.54T
$2.87M 1.28%
51,292
-1,168
-2% -$61.1K
TIP icon
30
iShares TIPS Bond ETF
TIP
$14.5B
$2.68M 1.19%
23,067
+912
+4% +$106K
RSPM icon
31
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$1.17M 0.52%
53,890
-180
-0.3% -$3.89K
BOND icon
32
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
$1.02M 0.45%
9,368
-156
-2% -$16.9K
ITOT icon
33
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$651K 0.29%
9,713
+546
+6% +$36.6K
SCHE icon
34
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$614K 0.27%
24,422
+2,322
+11% +$59.1K
VZ icon
35
Verizon
VZ
$195B
$579K 0.26%
9,599
-331
-3% -$19.1K
XLV icon
36
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$563K 0.25%
6,252
– –
DEO icon
37
Diageo
DEO
$49B
$555K 0.25%
3,397
– –
SCZ icon
38
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$513K 0.23%
8,972
+420
+5% +$23.7K
SCHH icon
39
Schwab US REIT ETF
SCHH
$11.5B
$494K 0.22%
20,960
+430
+2% +$9.86K
RTN
40
DELISTED
Raytheon Company
RTN
$492K 0.22%
2,508
+4
+0.2% +$741
SPY icon
41
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$466K 0.21%
1,571
-11
-0.7% -$3.25K
IVV icon
42
iShares Core S&P 500 ETF
IVV
$878B
$415K 0.18%
1,389
+60
+5% +$17.8K
SCHA icon
43
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$379K 0.17%
21,720
-352
-2% -$6.21K
IEMG icon
44
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$374K 0.17%
7,638
+593
+8% +$29.4K
XOM icon
45
ExxonMobil
XOM
$644B
$356K 0.16%
5,044
-200
-4% -$14.5K
LMAT icon
46
LeMaitre Vascular
LMAT
$2.32B
$350K 0.16%
10,243
– –
DJP icon
47
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$343K 0.15%
15,715
-2,605
-14% -$57.1K
PHYS icon
48
Sprott Physical Gold
PHYS
$14.6B
$343K 0.15%
29,000
– –
MSFT icon
49
Microsoft
MSFT
$3.45T
$306K 0.14%
2,203
-43
-2% -$5.91K
PG icon
50
Procter & Gamble
PG
$336B
$280K 0.12%
2,250
-200
-8% -$23.6K
1
2
3

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GPP
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GDS
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VIM
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VDBMI
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ACG
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JWM
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Peak Financial Management's Q3 2019 Portfolio in Review

As of Q3 2019, Peak Financial Management held 56 positions worth $225M, up 1.1% from $223M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Trading was light in Q3 2019: portfolio turnover was 3.6%. Peak Financial Management opened 1 new position and exited 1, leaving the 56-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.3% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Peak Financial Management's largest Q3 2019 buy was Lyft: 5,083 shares worth $208K.
  • Peak Financial Management added most to iShares MSCI EAFE Min Vol Factor ETF in Q3 2019, an estimated $312K increase.
  • Peak Financial Management's biggest Q3 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $188K.
  • Peak Financial Management fully exited Vanguard Information Technology ETF in Q3 2019, selling an estimated $336K.
  • Peak Financial Management's ten largest holdings make up 54% of its $225M portfolio in Q3 2019.
  • Peak Financial Management opened 1 new position and closed 1 in Q3 2019.
  • Peak Financial Management's portfolio value rose 1.1% quarter-over-quarter to $225M.

Based on Peak Financial Management's 13F filing for Q3 2019, filed 29 Oct 2019.