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PFM

Peak Financial Management Portfolio holdings

AUM $436M
1-Year Est. Return 21.5%
This Fund
S&P 500
This Quarter Est. Return
-9.48%
1 Year Est. Return
+21.5%
3 Year Est. Return
+51.85%
5 Year Est. Return
+44.44%
10 Year Est. Return
+130.07%
AUM
$203M
AUM Growth
-$19.1M
Cap. Flow
+$3.13M
Cap. Flow %
1.54%
Top 10 Hldgs %
52.84%
Holding
59
New
8
Increased
18
Reduced
22
Closed
6

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.22M
2
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$2.84M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$2.66M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.92M
5
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$1.66M

Top Sells

Rank Stock Value
1
MORT icon
VanEck Mortgage REIT Income ETF
MORT
+$2.29M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.21M
3
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$1.41M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$1.37M
5
GLTR icon
abrdn Physical Precious Metals Basket Shares ETF
GLTR
+$1.34M

Sector Composition

Rank Sector Weight
1 Technology 1.12%
2 Consumer Staples 0.48%
3 Energy 0.3%
4 Communication Services 0.24%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOTL icon
26
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
$2.86M 1.41%
+60,437
New +$2.84M
CEF icon
27
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$2.81M 1.38%
+224,000
New +$2.66M
SCHX icon
28
Schwab US Large- Cap ETF
SCHX
$71.8B
$2.75M 1.35%
276,000
+40,506
+17% +$435K
TIP icon
29
iShares TIPS Bond ETF
TIP
$14.5B
$2.56M 1.26%
23,406
-1,215
-5% -$133K
AAPL icon
30
Apple
AAPL
$4.54T
$2.04M 1%
51,668
+384
+0.7% +$18.6K
RSPM icon
31
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$1.55M 0.76%
+82,230
New +$1.66M
BOND icon
32
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
$1.21M 0.59%
+11,726
New +$1.19M
DJP icon
33
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$543K 0.27%
+25,590
New +$594K
XLV icon
34
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$542K 0.27%
6,267
– –
PG icon
35
Procter & Gamble
PG
$336B
$503K 0.25%
5,477
-612
-10% -$54.7K
VZ icon
36
Verizon
VZ
$195B
$495K 0.24%
8,804
-171
-2% -$9.7K
DEO icon
37
Diageo
DEO
$49B
$482K 0.24%
3,397
+2
+0.1% +$281
SCHE icon
38
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$477K 0.23%
20,280
+730
+4% +$17.7K
SCHH icon
39
Schwab US REIT ETF
SCHH
$11.5B
$444K 0.22%
23,040
+3,360
+17% +$68.6K
ITOT icon
40
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$430K 0.21%
7,583
+1,588
+26% +$97.6K
SCZ icon
41
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$421K 0.21%
8,126
+3,698
+84% +$207K
SPY icon
42
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$410K 0.2%
1,642
+61
+4% +$16.4K
RTN
43
DELISTED
Raytheon Company
RTN
$383K 0.19%
2,498
+3
+0.1% +$537
XOM icon
44
ExxonMobil
XOM
$644B
$362K 0.18%
5,314
– –
SCHM icon
45
Schwab US Mid-Cap ETF
SCHM
$14.5B
$341K 0.17%
+21,360
New +$373K
VGT icon
46
Vanguard Information Technology ETF
VGT
$139B
$334K 0.16%
16,024
– –
PHYS icon
47
Sprott Physical Gold
PHYS
$14.6B
$299K 0.15%
29,000
– –
IVV icon
48
iShares Core S&P 500 ETF
IVV
$878B
$280K 0.14%
+1,111
New +$302K
MSFT icon
49
Microsoft
MSFT
$3.45T
$245K 0.12%
2,415
+99
+4% +$10.6K
ENB icon
50
Enbridge
ENB
$119B
$243K 0.12%
7,833
-2,409
-24% -$77.5K
1
2
3

Similar funds

SWG
Summit Wealth Group White River Junction, Vermont $436M AUM 13.96% 1-Year Est. Return
SCP
Seafarer Capital Partners Larkspur, California $436M AUM 42.05% 1-Year Est. Return
GPP
Great Point Partners Greenwich, Connecticut $435M AUM 318.81% 1-Year Est. Return
GDS
Gimbel Daniel Scott $435M AUM 78.68% 1-Year Est. Return
VIM
VELA Investment Management New Albany, Ohio $436M AUM 15.16% 1-Year Est. Return
VDBMI
Van Den Berg Management I Austin, Texas $436M AUM 40.66% 1-Year Est. Return
ACG
Anchorage Capital Group New York $436M AUM 38.51% 1-Year Est. Return
JWM
JPL Wealth Management Highlands Ranch, Colorado $435M AUM 16.48% 1-Year Est. Return

Peak Financial Management's Q4 2018 Portfolio in Review

As of Q4 2018, Peak Financial Management held 59 positions worth $203M, down 8.6% from $222M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Peak Financial Management's Q4 2018 filing shows 8 new, 18 increased, 22 reduced and 6 closed positions. Its largest new stake was iShares Core S&P Small-Cap ETF: 41,627 shares worth $2.89M. The largest sale was VanEck Mortgage REIT Income ETF, an estimated $2.29M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, down from 1.4% a quarter earlier, followed by Consumer Staples and Energy.

  • Peak Financial Management's largest Q4 2018 buy was iShares Core S&P Small-Cap ETF: 41,627 shares worth $2.89M.
  • Peak Financial Management added most to iShares Core MSCI EAFE ETF in Q4 2018, an estimated $1.92M increase.
  • Peak Financial Management's biggest Q4 2018 reduction was VanEck Mortgage REIT Income ETF, cutting an estimated $2.29M.
  • Peak Financial Management fully exited JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2018, selling an estimated $2.21M.
  • Peak Financial Management's ten largest holdings make up 53% of its $203M portfolio in Q4 2018.
  • Peak Financial Management opened 8 new positions and closed 6 in Q4 2018.
  • Peak Financial Management's portfolio value fell 8.6% quarter-over-quarter to $203M.

Based on Peak Financial Management's 13F filing for Q4 2018, filed 30 Jan 2019.