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PFM

Peak Financial Management Portfolio holdings

AUM $436M
1-Year Est. Return 21.5%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+21.5%
3 Year Est. Return
+51.85%
5 Year Est. Return
+44.44%
10 Year Est. Return
+130.07%
AUM
$222M
AUM Growth
+$5.83M
Cap. Flow
+$182K
Cap. Flow %
0.08%
Top 10 Hldgs %
56.3%
Holding
53
New
2
Increased
23
Reduced
20
Closed
2

Top Buys

Rank Stock Value
1
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$5.52M
2
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$2.62M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$649K
4
SCHF icon
Schwab International Equity ETF
SCHF
+$404K
5
IHY icon
VanEck International High Yield Bond ETF
IHY
+$393K

Top Sells

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.66M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$473K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$358K
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$290K

Sector Composition

Rank Sector Weight
1 Technology 1.42%
2 Consumer Staples 0.44%
3 Energy 0.35%
4 Industrials 0.23%
5 Communication Services 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
26
iShares Core MSCI EAFE ETF
IEFA
$190B
$2.68M 1.21%
41,828
-3,384
-7% -$216K
ACWI icon
27
iShares MSCI ACWI ETF
ACWI
$32.9B
$2.47M 1.11%
33,279
+8,875
+36% +$649K
AMJ
28
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2.21M 0.99%
80,296
-109,007
-58% -$3.04M
KYN icon
29
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$1.15M 0.52%
64,349
-2,536
-4% -$47.3K
XLV icon
30
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$596K 0.27%
6,267
– –
RTN
31
DELISTED
Raytheon Company
RTN
$516K 0.23%
2,495
-354
-12% -$70.5K
PG icon
32
Procter & Gamble
PG
$336B
$507K 0.23%
6,089
+132
+2% +$10.8K
SCHE icon
33
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$503K 0.23%
19,550
+2,935
+18% +$76K
DEO icon
34
Diageo
DEO
$49B
$481K 0.22%
3,395
– –
VZ icon
35
Verizon
VZ
$195B
$479K 0.22%
8,975
+171
+2% +$9.05K
SPY icon
36
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$460K 0.21%
1,581
-9
-0.6% -$2.56K
XOM icon
37
ExxonMobil
XOM
$644B
$452K 0.2%
5,314
-250
-4% -$20.4K
CORP icon
38
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$437K 0.2%
4,340
-635
-13% -$64K
SCHH icon
39
Schwab US REIT ETF
SCHH
$11.5B
$411K 0.18%
19,680
+130
+0.7% +$2.75K
VGT icon
40
Vanguard Information Technology ETF
VGT
$139B
$406K 0.18%
16,024
– –
ITOT icon
41
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$399K 0.18%
5,995
+630
+12% +$41.3K
LMAT icon
42
LeMaitre Vascular
LMAT
$2.32B
$397K 0.18%
10,243
– –
ENB icon
43
Enbridge
ENB
$119B
$331K 0.15%
10,242
+267
+3% +$9.32K
VEA icon
44
Vanguard FTSE Developed Markets ETF
VEA
$229B
$292K 0.13%
6,758
– –
PHYS icon
45
Sprott Physical Gold
PHYS
$14.6B
$277K 0.12%
29,000
– –
SCZ icon
46
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$276K 0.12%
4,428
+470
+12% +$29.3K
MSFT icon
47
Microsoft
MSFT
$3.45T
$265K 0.12%
2,316
-129
-5% -$14K
VCR icon
48
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$224K 0.1%
1,240
-38
-3% -$6.71K
BNDX icon
49
Vanguard Total International Bond ETF
BNDX
$81.9B
$219K 0.1%
4,016
-103,459
-96% -$5.66M
IEMG icon
50
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$218K 0.1%
+4,207
New +$220K
1
2
3

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SWG
Summit Wealth Group White River Junction, Vermont $436M AUM 13.96% 1-Year Est. Return
SCP
Seafarer Capital Partners Larkspur, California $436M AUM 42.05% 1-Year Est. Return
GPP
Great Point Partners Greenwich, Connecticut $435M AUM 318.81% 1-Year Est. Return
GDS
Gimbel Daniel Scott $435M AUM 78.68% 1-Year Est. Return
VIM
VELA Investment Management New Albany, Ohio $436M AUM 15.16% 1-Year Est. Return
VDBMI
Van Den Berg Management I Austin, Texas $436M AUM 40.66% 1-Year Est. Return
ACG
Anchorage Capital Group New York $436M AUM 38.51% 1-Year Est. Return
JWM
JPL Wealth Management Highlands Ranch, Colorado $435M AUM 16.48% 1-Year Est. Return

Peak Financial Management's Q3 2018 Portfolio in Review

As of Q3 2018, Peak Financial Management held 53 positions worth $222M, up 2.7% from $217M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Peak Financial Management's Q3 2018 filing shows 2 new, 23 increased, 20 reduced and 2 closed positions. Its largest new stake was State Street SPDR Bloomberg International Treasury Bond ETF: 199,707 shares worth $5.47M. The largest sale was Vanguard Total International Bond ETF, an estimated $5.66M.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 1.2% a quarter earlier, followed by Consumer Staples and Energy.

  • Peak Financial Management's largest Q3 2018 buy was State Street SPDR Bloomberg International Treasury Bond ETF: 199,707 shares worth $5.47M.
  • Peak Financial Management added most to State Street SPDR Portfolio MSCI Global Stock Market ETF in Q3 2018, an estimated $2.62M increase.
  • Peak Financial Management's biggest Q3 2018 reduction was Vanguard Total International Bond ETF, cutting an estimated $5.66M.
  • Peak Financial Management fully exited Direxion Daily Gold Miners Index Bull 2X ETF in Q3 2018, selling an estimated $221K.
  • Peak Financial Management's ten largest holdings make up 56% of its $222M portfolio in Q3 2018.
  • Peak Financial Management opened 2 new positions and closed 2 in Q3 2018.
  • Peak Financial Management's portfolio value rose 2.7% quarter-over-quarter to $222M.

Based on Peak Financial Management's 13F filing for Q3 2018, filed 6 Nov 2018.