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PFM

Peak Financial Management Portfolio holdings

AUM $436M
1-Year Est. Return 21.5%
This Fund
S&P 500
This Quarter Est. Return
+2.74%
1 Year Est. Return
+21.5%
3 Year Est. Return
+51.85%
5 Year Est. Return
+44.44%
10 Year Est. Return
+130.07%
AUM
$259M
AUM Growth
+$3.83M
Cap. Flow
-$3.28M
Cap. Flow %
-1.27%
Top 10 Hldgs %
60.14%
Holding
51
New
4
Increased
16
Reduced
22
Closed
5

Top Buys

Rank Stock Value
1
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$7.89M
2
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$6.52M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.69M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.73M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$915K

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$14.3M
2
ILTB icon
iShares Core 10+ Year USD Bond ETF
ILTB
+$3.51M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.1M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$815K
5
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$738K

Sector Composition

Rank Sector Weight
1 Technology 0.82%
2 Communication Services 0.37%
3 Consumer Staples 0.31%
4 Industrials 0.25%
5 Energy 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
26
Schwab US Large- Cap ETF
SCHX
$71.8B
$1.32M 0.51%
132,246
-438
-0.3% -$4.3K
SCHH icon
27
Schwab US REIT ETF
SCHH
$11.5B
$949K 0.37%
46,136
+148
+0.3% +$3.05K
TIP icon
28
iShares TIPS Bond ETF
TIP
$14.5B
$913K 0.35%
+8,040
New +$915K
PG icon
29
Procter & Gamble
PG
$336B
$565K 0.22%
6,209
+195
+3% +$17.8K
XLV icon
30
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$512K 0.2%
6,267
+150
+2% +$12K
CORP icon
31
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$492K 0.19%
4,670
-45
-1% -$4.75K
VZ icon
32
Verizon
VZ
$195B
$483K 0.19%
9,769
+144
+1% +$6.78K
XOM icon
33
ExxonMobil
XOM
$644B
$469K 0.18%
5,720
-235
-4% -$18.7K
SCHZ icon
34
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$426K 0.16%
16,290
+30
+0.2% +$786
RTN
35
DELISTED
Raytheon Company
RTN
$413K 0.16%
2,215
-81
-4% -$14.3K
LMAT icon
36
LeMaitre Vascular
LMAT
$2.32B
$407K 0.16%
10,875
– –
SPGM icon
37
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.72B
$403K 0.16%
10,688
+138
+1% +$5.07K
VGT icon
38
Vanguard Information Technology ETF
VGT
$139B
$370K 0.14%
19,488
-772,544
-98% -$14.3M
SCHE icon
39
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$348K 0.13%
12,915
+150
+1% +$3.97K
VEA icon
40
Vanguard FTSE Developed Markets ETF
VEA
$229B
$319K 0.12%
7,342
+526
+8% +$22.3K
PHYS icon
41
Sprott Physical Gold
PHYS
$14.6B
$303K 0.12%
29,000
– –
META icon
42
Meta Platforms (Facebook)
META
$1.42T
$279K 0.11%
1,632
– –
PM icon
43
Philip Morris
PM
$297B
$243K 0.09%
2,188
– –
GE icon
44
GE Aerospace
GE
$374B
$230K 0.09%
1,987
+50
+3% +$6.04K
VCR icon
45
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$230K 0.09%
1,602
-214
-12% -$30.4K
NFLX icon
46
Netflix
NFLX
$299B
$205K 0.08%
+11,310
New +$197K
DBEF icon
47
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
– –
-7,711
Closed -$231K
SDY icon
48
State Street SPDR S&P Dividend ETF
SDY
$21.7B
– –
-2,479
Closed -$220K
GPL
49
DELISTED
Great Panther Mining Limited
GPL
– –
-1,100
Closed -$14K
DCTH
50
DELISTED
Delcath Systems Inc
DCTH
– –
-24,291
Closed -$5K
1
2
3

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GPP
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GDS
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VIM
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VDBMI
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ACG
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JWM
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Peak Financial Management's Q3 2017 Portfolio in Review

As of Q3 2017, Peak Financial Management held 51 positions worth $259M, up 1.5% from $255M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Peak Financial Management's Q3 2017 filing shows 4 new, 16 increased, 22 reduced and 5 closed positions. Its largest new stake was iShares GSCI Commodity Dynamic Roll Strategy ETF: 193,371 shares worth $6.74M. The largest sale was Vanguard Information Technology ETF, an estimated $14.3M.

By sector, the portfolio is most concentrated in Technology at 0.82% of assets, up from 0.78% a quarter earlier, followed by Communication Services and Consumer Staples.

  • Peak Financial Management's largest Q3 2017 buy was iShares GSCI Commodity Dynamic Roll Strategy ETF: 193,371 shares worth $6.74M.
  • Peak Financial Management added most to Fidelity MSCI Materials Index ETF in Q3 2017, an estimated $7.89M increase.
  • Peak Financial Management's biggest Q3 2017 reduction was Vanguard Information Technology ETF, cutting an estimated $14.3M.
  • Peak Financial Management fully exited Xtrackers MSCI EAFE Hedged Equity ETF in Q3 2017, selling an estimated $231K.
  • Peak Financial Management's ten largest holdings make up 60% of its $259M portfolio in Q3 2017.
  • Peak Financial Management opened 4 new positions and closed 5 in Q3 2017.
  • Peak Financial Management's portfolio value rose 1.5% quarter-over-quarter to $259M.

Based on Peak Financial Management's 13F filing for Q3 2017, filed 30 Oct 2017.