Peak Asset Management’s Invesco Golden Dragon China ETF PGJ Stock Holding History

Peak Asset Management’s Portfolio PGJ Stock Details PGJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-6,099	Closed	-$202K	–	151
2016 Q3	$202K	Buy	+6,099	New	+$190K	0.08%	133
2016 Q1	–	Sell	-23,993	Closed	-$789K	–	127
2015 Q4	$789K	Buy	+23,993	New	+$742K	0.39%	44
2015 Q3	–	Sell	-6,593	Closed	-$221K	–	124
2015 Q2	$221K	Buy	+6,593	New	+$223K	0.12%	112

Other funds holding PGJ

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

TAM

Tocqueville Asset Management New York $7.56B AUM 44.87% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.54B AUM 37.12% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Peak Asset Management's PGJ Position: Q4 2016 in Review

Peak Asset Management sold out of Invesco Golden Dragon China ETF (PGJ) in Q4 2016, closing a stake of 6,099 shares — an estimated $202K sold.

Peak Asset Management first reported a position in PGJ in Q2 2015 and held it in 3 quarters. The position peaked at $789K in Q4 2015. 37 funds tracked by Wall St. Rank hold PGJ as of Q4 2016.

Peak Asset Management reported no remaining Invesco Golden Dragon China ETF position as of Q4 2016 after selling out during the quarter.
Peak Asset Management sold 6,099 Invesco Golden Dragon China ETF shares in Q4 2016, an estimated $202K.
Peak Asset Management first reported a position in Invesco Golden Dragon China ETF in Q2 2015 and held it in 3 quarters.
Peak Asset Management's Invesco Golden Dragon China ETF position peaked at $789K in Q4 2015.
37 funds tracked by Wall St. Rank held Invesco Golden Dragon China ETF as of Q4 2016.

Based on Peak Asset Management's 13F filing for Q4 2016, filed 1 Feb 2017.