Parallax Volatility Advisers’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	3767
2019 Q2	$0	Hold	1	–	–	﹤0.01%	4043
2019 Q1	$0	Hold	1	–	–	﹤0.01%	4352
2018 Q4	$0	Hold	1	–	–	﹤0.01%	4277
2018 Q3	$0	Hold	1	–	–	﹤0.01%	4019
2018 Q2	$0	Sell	1 -7,890	-100%	-$144K	﹤0.01%	3766
2018 Q1	$145K	Buy	7,891 +7,890	+789,000%	+$144K	﹤0.01%	1307
2017 Q4	$0	Hold	1	–	–	﹤0.01%	5250
2017 Q3	$0	Hold	1	–	–	﹤0.01%	3860
2017 Q2	$0	Hold	1	–	–	﹤0.01%	4795
2017 Q1	$0	Hold	1	–	–	﹤0.01%	5315
2016 Q4	$0	Hold	1	–	–	﹤0.01%	4801
2016 Q3	$0	Hold	1	–	–	﹤0.01%	4532
2016 Q2	$0	Hold	1	–	–	﹤0.01%	4112
2016 Q1	$0	Hold	1	–	–	﹤0.01%	4193
2015 Q4	$0	Hold	1	–	–	﹤0.01%	4353
2015 Q3	$0	Hold	1	–	–	﹤0.01%	4654
2015 Q2	$0	Hold	1	–	–	﹤0.01%	5367
2015 Q1	$0	Hold	1	–	–	﹤0.01%	5919
2014 Q4	$0	Buy	+1	New	+$19	﹤0.01%	6188