Parallax Volatility Advisers’s iShares MSCI EAFE Min Vol Factor ETF EFAV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	2537
2019 Q2	$0	Hold	1	–	–	﹤0.01%	2785
2019 Q1	$0	Hold	1	–	–	﹤0.01%	2996
2018 Q4	$0	Sell	1 -120	-99%	-$8.25K	﹤0.01%	3103
2018 Q3	$9K	Buy	121 +120	+12,000%	+$8.65K	﹤0.01%	2255
2018 Q2	$0	Hold	1	–	–	﹤0.01%	2349
2018 Q1	$0	Hold	1	–	–	﹤0.01%	2684
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4119
2017 Q3	$0	Hold	1	–	–	﹤0.01%	2319
2017 Q2	$0	Hold	1	–	–	﹤0.01%	2624
2017 Q1	$0	Hold	1	–	–	﹤0.01%	3750
2016 Q4	$0	Hold	1	–	–	﹤0.01%	3266
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3056
2016 Q2	$0	Hold	1	–	–	﹤0.01%	2699
2016 Q1	$0	Hold	1	–	–	﹤0.01%	2734
2015 Q4	$0	Sell	1 -4,751	-100%	-$310K	﹤0.01%	3061
2015 Q3	$296K	Buy	4,752 +4,751	+475,100%	+$309K	﹤0.01%	1694
2015 Q2	$0	Hold	1	–	–	﹤0.01%	3856
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4591
2014 Q4	$0	Buy	+1	New	+$63	﹤0.01%	5160