Paloma Partners’s TRX Gold Corp TRX Stock Holding History

Paloma Partners’s Portfolio TRX Stock Details TRX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-313,157	Closed	-$203K	–	1428
2014 Q4	$203K	Buy	+313,157	New	+$385K	0.01%	1006
2014 Q1	–	Sell	-14,879	Closed	-$26K	–	995
2013 Q4	$26K	Sell	14,879 -373,521	-96%	-$786K	﹤0.01%	970
2013 Q3	$983K	Buy	388,400 +357,933	+1,175%	+$1.16M	0.04%	349
2013 Q2	$82K	Buy	+30,467	New	+$88.6K	﹤0.01%	1083

Other funds holding TRX

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

Howe & Rusling Rochester, New York $1.53B AUM 21.45% 1-Year Est. Return

ACM

Alpha Capital Management Austin, Texas $690M AUM 22.82% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Paloma Partners's TRX Position: Q1 2015 in Review

Paloma Partners sold out of TRX Gold Corp (TRX) in Q1 2015, closing a stake of 313,157 shares — an estimated $203K sold.

Paloma Partners first reported a position in TRX in Q2 2013 and held it in 4 quarters. The position peaked at $983K in Q3 2013. 39 funds tracked by Wall St. Rank hold TRX as of Q1 2015.

Paloma Partners reported no remaining TRX Gold Corp position as of Q1 2015 after selling out during the quarter.
Paloma Partners sold 313,157 TRX Gold Corp shares in Q1 2015, an estimated $203K.
Paloma Partners first reported a position in TRX Gold Corp in Q2 2013 and held it in 4 quarters.
Paloma Partners's TRX Gold Corp position peaked at $983K in Q3 2013.
39 funds tracked by Wall St. Rank held TRX Gold Corp as of Q1 2015.

Based on Paloma Partners's 13F filing for Q1 2015, filed 15 May 2015.