Paloma Partners’s Spire SR Stock Holding History

Paloma Partners’s Portfolio SR Stock Details SR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-4,139	Closed	-$220K	–	2187
2020 Q3	$220K	Sell	4,139 -1,330	-24%	-$79.3K	0.01%	1693
2020 Q2	$359K	Buy	+5,469	New	+$390K	0.01%	1389
2019 Q4	–	Sell	-9,883	Closed	-$862K	–	2477
2019 Q3	$862K	Buy	9,883 +859	+10%	+$72.4K	0.02%	828
2019 Q2	$757K	Buy	+9,024	New	+$756K	0.01%	833
2018 Q3	–	Sell	-5,868	Closed	-$415K	–	1914
2018 Q2	$415K	Buy	+5,868	New	+$414K	0.01%	1115
2018 Q1	–	Sell	-4,242	Closed	-$319K	–	2249
2017 Q4	$319K	Sell	4,242 -2,110	-33%	-$164K	﹤0.01%	1517
2017 Q3	$474K	Buy	+6,352	New	+$471K	0.01%	1550
2016 Q4	–	Sell	-8,729	Closed	-$557K	–	2130
2016 Q3	$557K	Buy	+8,729	New	+$584K	0.01%	1356
2015 Q3	–	Sell	-5,000	Closed	-$260K	–	1900
2015 Q2	$260K	Buy	+5,000	New	+$261K	0.01%	1412
2014 Q4	–	Sell	-10,391	Closed	-$483K	–	1348
2014 Q3	$483K	Buy	+10,391	New	+$499K	0.02%	553

Other funds holding SR

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

American Century Companies

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Macquarie Group

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Franklin Resources

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Trust Advisors

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Duff & Phelps Investment Management Chicago, Illinois $9.63B AUM 11.3% 1-Year Est. Return