Paloma Partners’s Spectra Energy Corp Wi SE Stock Holding History

Paloma Partners’s Portfolio SE Stock Details SE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-24,230	Closed	-$996K	–	2429
2016 Q4	$996K	Buy	+24,230	New	+$1M	0.01%	1183
2016 Q3	–	Sell	-54,677	Closed	-$2M	–	2354
2016 Q2	$2M	Sell	54,677 -24,464	-31%	-$780K	0.02%	718
2016 Q1	$2.42M	Buy	+79,141	New	+$2.23M	0.04%	407
2015 Q4	–	Sell	-43,490	Closed	-$1.14M	–	2059
2015 Q3	$1.14M	Buy	43,490 +33,834	+350%	+$985K	0.03%	574
2015 Q2	$315K	Buy	9,656 +3,989	+70%	+$142K	0.01%	1306
2015 Q1	$205K	Buy	+5,667	New	+$198K	0.01%	1076
2014 Q4	–	Sell	-16,300	Closed	-$640K	–	1507
2014 Q3	$640K	Buy	+16,300	New	+$671K	0.03%	453
2014 Q2	–	Sell	-36,600	Closed	-$1.35M	–	1318
2014 Q1	$1.35M	Buy	+36,600	New	+$1.33M	0.09%	202
2013 Q3	–	Sell	-6,030	Closed	-$208K	–	1348
2013 Q2	$208K	Buy	+6,030	New	+$190K	0.01%	877

Other funds holding SE

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Jacobs & Co San Francisco, California $1.17B AUM 37.3% 1-Year Est. Return

BFG

Beacon Financial Group Dallas, Texas $1.1B AUM 21.5% 1-Year Est. Return

LAM

Lebenthal Asset Management New York $807M AUM 16.83% 1-Year Est. Return

FNB

Farmers National Bank Danville, Kentucky $479M AUM 22.18% 1-Year Est. Return

Kimelman & Baird New York $1.36B AUM 26.27% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return

Krilogy Financial St. Louis, Missouri $3.38B AUM 30.57% 1-Year Est. Return

JWA

JFS Wealth Advisors Hermitage, Pennsylvania $2.01B AUM 21.74% 1-Year Est. Return

Paloma Partners's SE Position: Q1 2017 in Review

Paloma Partners sold out of Spectra Energy Corp Wi (SE) in Q1 2017, closing a stake of 24,230 shares — an estimated $996K sold.

Paloma Partners first reported a position in SE in Q2 2013 and held it in 9 quarters. The position peaked at $2.42M in Q1 2016. 10 funds tracked by Wall St. Rank hold SE as of Q1 2017.

Paloma Partners reported no remaining Spectra Energy Corp Wi position as of Q1 2017 after selling out during the quarter.
Paloma Partners sold 24,230 Spectra Energy Corp Wi shares in Q1 2017, an estimated $996K.
Paloma Partners first reported a position in Spectra Energy Corp Wi in Q2 2013 and held it in 9 quarters.
Paloma Partners's Spectra Energy Corp Wi position peaked at $2.42M in Q1 2016.
10 funds tracked by Wall St. Rank held Spectra Energy Corp Wi as of Q1 2017.

Based on Paloma Partners's 13F filing for Q1 2017, filed 15 May 2017.