Paloma Partners’s VanEck Russia ETF RSX Stock Holding History

Paloma Partners’s Portfolio RSX Stock Details RSX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-315,725	Closed	-$7.2M	–	2609
2019 Q3	$7.2M	Buy	+315,725	New	+$7.28M	0.15%	110
2019 Q2	–	Sell	-107,738	Closed	-$2.22M	–	2293
2019 Q1	$2.22M	Buy	107,738 +31,337	+41%	+$645K	0.05%	399
2018 Q4	$1.43M	Sell	76,401 -12,741	-14%	-$262K	0.04%	340
2018 Q3	$1.92M	Buy	89,142 +59,234	+198%	+$1.23M	0.03%	467
2018 Q2	$635K	Buy	+29,908	New	+$632K	0.01%	920
2016 Q3	–	Sell	-20,000	Closed	-$348K	–	2210
2016 Q2	$348K	Buy	+20,000	New	+$341K	﹤0.01%	1709
2016 Q1	–	Sell	-48,000	Closed	-$703K	–	2135
2015 Q4	$703K	Buy	+48,000	New	+$785K	0.02%	844
2014 Q1	–	Sell	-7,500	Closed	-$217K	–	1075
2013 Q4	$217K	Buy	+7,500	New	+$216K	0.01%	893

Other funds holding RSX

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Paloma Partners's RSX Position: Q4 2019 in Review

Paloma Partners sold out of VanEck Russia ETF (RSX) in Q4 2019, closing a stake of 315,725 shares — an estimated $7.2M sold.

Paloma Partners first reported a position in RSX in Q4 2013 and held it in 8 quarters. The position peaked at $7.2M in Q3 2019. 141 funds tracked by Wall St. Rank hold RSX as of Q4 2019.

Paloma Partners reported no remaining VanEck Russia ETF position as of Q4 2019 after selling out during the quarter.
Paloma Partners sold 315,725 VanEck Russia ETF shares in Q4 2019, an estimated $7.2M.
Paloma Partners first reported a position in VanEck Russia ETF in Q4 2013 and held it in 8 quarters.
Paloma Partners's VanEck Russia ETF position peaked at $7.2M in Q3 2019.
141 funds tracked by Wall St. Rank held VanEck Russia ETF as of Q4 2019.

Based on Paloma Partners's 13F filing for Q4 2019, filed 14 Feb 2020.