Paloma Partners’s Primero Mining Corp PPP Stock Holding History

Paloma Partners’s Portfolio PPP Stock Details PPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-17,517	Closed	-$36K	–	2339
2016 Q2	$36K	Sell	17,517 -83,152	-83%	-$153K	﹤0.01%	2112
2016 Q1	$183K	Buy	+100,669	New	+$196K	﹤0.01%	1709
2015 Q3	–	Sell	-21,650	Closed	-$84K	–	2151
2015 Q2	$84K	Buy	+21,650	New	+$84.9K	﹤0.01%	1697
2015 Q1	–	Sell	-189,712	Closed	-$728K	–	1550
2014 Q4	$728K	Buy	+189,712	New	+$769K	0.03%	530
2014 Q1	–	Sell	-10,934	Closed	-$48K	–	1134
2013 Q4	$48K	Buy	+10,934	New	+$56.6K	﹤0.01%	962

Other funds holding PPP

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

DSC

Donald Smith & Co New York $5.56B AUM 47.13% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

GXMC

Global X Management Company New York $5.62B AUM 10.7% 1-Year Est. Return

AII

AGF Investments Inc Toronto, Ontario, Canada $10.6B AUM 4.37% 1-Year Est. Return

MTB

Mizuho Trust & Banking Tokyo, Japan $25.2M AUM 15.76% 1-Year Est. Return

Paloma Partners's PPP Position: Q3 2016 in Review

Paloma Partners sold out of Primero Mining Corp (PPP) in Q3 2016, closing a stake of 17,517 shares — an estimated $36K sold.

Paloma Partners first reported a position in PPP in Q4 2013 and held it in 5 quarters. The position peaked at $728K in Q4 2014. 66 funds tracked by Wall St. Rank hold PPP as of Q3 2016.

Paloma Partners reported no remaining Primero Mining Corp position as of Q3 2016 after selling out during the quarter.
Paloma Partners sold 17,517 Primero Mining Corp shares in Q3 2016, an estimated $36K.
Paloma Partners first reported a position in Primero Mining Corp in Q4 2013 and held it in 5 quarters.
Paloma Partners's Primero Mining Corp position peaked at $728K in Q4 2014.
66 funds tracked by Wall St. Rank held Primero Mining Corp as of Q3 2016.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.