Paloma Partners’s PIMCO Municipal Income Fund III PMX Stock Holding History

Paloma Partners’s Portfolio PMX Stock Details PMX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-10,600	Closed	-$111K	–	1159
2013 Q3	$111K	Sell	10,600 -1,700	-14%	-$17.5K	﹤0.01%	841
2013 Q2	$135K	Buy	+12,300	New	+$148K	0.01%	1037

Other funds holding PMX

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

ICAS

Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Paloma Partners's PMX Position: Q4 2013 in Review

Paloma Partners sold out of PIMCO Municipal Income Fund III (PMX) in Q4 2013, closing a stake of 10,600 shares — an estimated $111K sold.

Paloma Partners first reported a position in PMX in Q2 2013 and held it in 2 quarters. The position peaked at $135K in Q2 2013. 29 funds tracked by Wall St. Rank hold PMX as of Q4 2013.

Paloma Partners reported no remaining PIMCO Municipal Income Fund III position as of Q4 2013 after selling out during the quarter.
Paloma Partners sold 10,600 PIMCO Municipal Income Fund III shares in Q4 2013, an estimated $111K.
Paloma Partners first reported a position in PIMCO Municipal Income Fund III in Q2 2013 and held it in 2 quarters.
Paloma Partners's PIMCO Municipal Income Fund III position peaked at $135K in Q2 2013.
29 funds tracked by Wall St. Rank held PIMCO Municipal Income Fund III as of Q4 2013.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.