Paloma Partners’s PIMCO Municipal Income Fund II PML Stock Holding History

Paloma Partners’s Portfolio PML Stock Details PML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-12,964	Closed	-$143K	–	1156
2013 Q3	$143K	Sell	12,964 -1,536	-11%	-$17K	0.01%	806
2013 Q2	$170K	Buy	+14,500	New	+$183K	0.01%	978

Other funds holding PML

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Paloma Partners's PML Position: Q4 2013 in Review

Paloma Partners sold out of PIMCO Municipal Income Fund II (PML) in Q4 2013, closing a stake of 12,964 shares — an estimated $143K sold.

Paloma Partners first reported a position in PML in Q2 2013 and held it in 2 quarters. The position peaked at $170K in Q2 2013. 59 funds tracked by Wall St. Rank hold PML as of Q4 2013.

Paloma Partners reported no remaining PIMCO Municipal Income Fund II position as of Q4 2013 after selling out during the quarter.
Paloma Partners sold 12,964 PIMCO Municipal Income Fund II shares in Q4 2013, an estimated $143K.
Paloma Partners first reported a position in PIMCO Municipal Income Fund II in Q2 2013 and held it in 2 quarters.
Paloma Partners's PIMCO Municipal Income Fund II position peaked at $170K in Q2 2013.
59 funds tracked by Wall St. Rank held PIMCO Municipal Income Fund II as of Q4 2013.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.