Paloma Partners’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

Paloma Partners’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-30,000	Closed	-$523K	–	2401
2016 Q1	$523K	Buy	+30,000	New	+$519K	0.01%	1281
2014 Q2	–	Sell	-45,135	Closed	-$1.02M	–	1281
2014 Q1	$1.02M	Buy	45,135 +12,335	+38%	+$279K	0.07%	233
2013 Q4	$737K	Buy	+32,800	New	+$728K	0.04%	480
2013 Q3	–	Sell	-12,300	Closed	-$282K	–	1264
2013 Q2	$282K	Buy	+12,300	New	+$298K	0.02%	672

Other funds holding PCI

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Paloma Partners's PCI Position: Q2 2016 in Review

Paloma Partners sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q2 2016, closing a stake of 30,000 shares — an estimated $523K sold.

Paloma Partners first reported a position in PCI in Q2 2013 and held it in 4 quarters. The position peaked at $1.02M in Q1 2014. 126 funds tracked by Wall St. Rank hold PCI as of Q2 2016.

Paloma Partners reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q2 2016 after selling out during the quarter.
Paloma Partners sold 30,000 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q2 2016, an estimated $523K.
Paloma Partners first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q2 2013 and held it in 4 quarters.
Paloma Partners's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $1.02M in Q1 2014.
126 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q2 2016.

Based on Paloma Partners's 13F filing for Q2 2016, filed 15 Aug 2016.