Paloma Partners’s NUVEEN DIV ADV MUNI FD-2 NXZ Stock Holding History

Paloma Partners’s Portfolio NXZ Stock Details NXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-10,800	Closed	-$140K	–	1304
2013 Q3	$140K	Buy	+10,800	New	+$139K	0.01%	822

Other funds holding NXZ

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.73B AUM 2.13% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Paloma Partners's NXZ Position: Q4 2013 in Review

Paloma Partners sold out of NUVEEN DIV ADV MUNI FD-2 (NXZ) in Q4 2013, closing a stake of 10,800 shares — an estimated $140K sold.

Paloma Partners first reported a position in NXZ in Q3 2013 and held it in 1 quarter. The position peaked at $140K in Q3 2013. 53 funds tracked by Wall St. Rank hold NXZ as of Q4 2013.

Paloma Partners reported no remaining NUVEEN DIV ADV MUNI FD-2 position as of Q4 2013 after selling out during the quarter.
Paloma Partners sold 10,800 NUVEEN DIV ADV MUNI FD-2 shares in Q4 2013, an estimated $140K.
Paloma Partners first reported a position in NUVEEN DIV ADV MUNI FD-2 in Q3 2013 and held it in 1 quarter.
Paloma Partners's NUVEEN DIV ADV MUNI FD-2 position peaked at $140K in Q3 2013.
53 funds tracked by Wall St. Rank held NUVEEN DIV ADV MUNI FD-2 as of Q4 2013.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.