Paloma Partners’s NORANDA ALUM HLDG CORP COM NEW NOR Stock Holding History

Paloma Partners’s Portfolio NOR Stock Details NOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-9,764	Closed	-$58K	–	2245
2015 Q2	$58K	Buy	+9,764	New	+$156K	﹤0.01%	1727
2014 Q4	–	Sell	-6,270	Closed	-$198K	–	1540
2014 Q3	$198K	Buy	+6,270	New	+$194K	0.01%	845
2014 Q1	–	Sell	-1,631	Closed	-$38K	–	1179
2013 Q4	$38K	Sell	1,631 -3,240	-67%	-$60.5K	﹤0.01%	966
2013 Q3	$83K	Buy	4,871 +3,391	+229%	+$71.3K	﹤0.01%	856
2013 Q2	$33K	Buy	+1,480	New	+$40.2K	﹤0.01%	1114

Other funds holding NOR

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

DCCA

D.C. Capital Advisors New York $28.9M AUM 102.41% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PGCM

Prescott Group Capital Management Tulsa, Oklahoma $1B AUM 51.95% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Paloma Partners's NOR Position: Q3 2015 in Review

Paloma Partners sold out of NORANDA ALUM HLDG CORP COM NEW (NOR) in Q3 2015, closing a stake of 9,764 shares — an estimated $58K sold.

Paloma Partners first reported a position in NOR in Q2 2013 and held it in 5 quarters. The position peaked at $198K in Q3 2014. 36 funds tracked by Wall St. Rank hold NOR as of Q3 2015.

Paloma Partners reported no remaining NORANDA ALUM HLDG CORP COM NEW position as of Q3 2015 after selling out during the quarter.
Paloma Partners sold 9,764 NORANDA ALUM HLDG CORP COM NEW shares in Q3 2015, an estimated $58K.
Paloma Partners first reported a position in NORANDA ALUM HLDG CORP COM NEW in Q2 2013 and held it in 5 quarters.
Paloma Partners's NORANDA ALUM HLDG CORP COM NEW position peaked at $198K in Q3 2014.
36 funds tracked by Wall St. Rank held NORANDA ALUM HLDG CORP COM NEW as of Q3 2015.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.