Paloma Partners’s NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) NES Stock Holding History

Paloma Partners’s Portfolio NES Stock Details NES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-41,224	Closed	-$56K	–	2088
2015 Q3	$56K	Buy	+41,224	New	+$113K	﹤0.01%	1546
2015 Q2	–	Sell	-10,619	Closed	-$38K	–	2060
2015 Q1	$38K	Sell	10,619 -2,027	-16%	-$6.82K	﹤0.01%	1155
2014 Q4	$71K	Buy	+12,646	New	+$111K	﹤0.01%	1083
2013 Q4	–	Sell	-1,730	Closed	-$40K	–	1312
2013 Q3	$40K	Buy	+1,730	New	+$48.8K	﹤0.01%	888

Other funds holding NES

Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

PSI

Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RFC

Regions Financial Corp Birmingham, Alabama $15.4B AUM 21.7% 1-Year Est. Return

Paloma Partners's NES Position: Q4 2015 in Review

Paloma Partners sold out of NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) (NES) in Q4 2015, closing a stake of 41,224 shares — an estimated $56K sold.

Paloma Partners first reported a position in NES in Q3 2013 and held it in 4 quarters. The position peaked at $71K in Q4 2014. 54 funds tracked by Wall St. Rank hold NES as of Q4 2015.

Paloma Partners reported no remaining NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) position as of Q4 2015 after selling out during the quarter.
Paloma Partners sold 41,224 NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) shares in Q4 2015, an estimated $56K.
Paloma Partners first reported a position in NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) in Q3 2013 and held it in 4 quarters.
Paloma Partners's NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) position peaked at $71K in Q4 2014.
54 funds tracked by Wall St. Rank held NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) as of Q4 2015.

Based on Paloma Partners's 13F filing for Q4 2015, filed 16 Feb 2016.