Paloma Partners’s KBL Merger Corp. IV Rights expiring 11/9/2020 KBLMR Stock Holding History

Paloma Partners’s Portfolio KBLMR Stock Details KBLMR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-1,750,500	Closed	-$647K	–	2389
2018 Q1	$647K	Hold	1,750,500	–	–	0.01%	1226
2017 Q4	$543K	Buy	1,750,500 +500	+0%	+$147	0.01%	1313
2017 Q3	$517K	Buy	1,750,000 +200,000	+13%	+$67.4K	0.01%	1514
2017 Q2	$558K	Buy	+1,550,000	New	+$565K	0.01%	1483

Other funds holding KBLMR

OAM

Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

OCAM

Owl Creek Asset Management New York $1.38B AUM 59.67% 1-Year Est. Return

BCM

Basso Capital Management Stamford, Connecticut $163M AUM 21.95% 1-Year Est. Return

Paloma Partners's KBLMR Position: Q2 2018 in Review

Paloma Partners sold out of KBL Merger Corp. IV Rights expiring 11/9/2020 (KBLMR) in Q2 2018, closing a stake of 1,750,500 shares — an estimated $647K sold.

Paloma Partners first reported a position in KBLMR in Q2 2017 and held it in 4 quarters. The position peaked at $647K in Q1 2018. 16 funds tracked by Wall St. Rank hold KBLMR as of Q2 2018.

Paloma Partners reported no remaining KBL Merger Corp. IV Rights expiring 11/9/2020 position as of Q2 2018 after selling out during the quarter.
Paloma Partners sold 1,750,500 KBL Merger Corp. IV Rights expiring 11/9/2020 shares in Q2 2018, an estimated $647K.
Paloma Partners first reported a position in KBL Merger Corp. IV Rights expiring 11/9/2020 in Q2 2017 and held it in 4 quarters.
Paloma Partners's KBL Merger Corp. IV Rights expiring 11/9/2020 position peaked at $647K in Q1 2018.
16 funds tracked by Wall St. Rank held KBL Merger Corp. IV Rights expiring 11/9/2020 as of Q2 2018.

Based on Paloma Partners's 13F filing for Q2 2018, filed 14 Aug 2018.