Paloma Partners’s John Hancock Preferred Income Fund HPI Stock Holding History

Paloma Partners’s Portfolio HPI Stock Details HPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-11,520	Closed	-$206K	–	824
2013 Q4	$206K	Buy	+11,520	New	+$212K	0.01%	914

Other funds holding HPI

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

PTCG

Pring Turner Capital Group Alamo, California $175M AUM 20.32% 1-Year Est. Return

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Paloma Partners's HPI Position: Q1 2014 in Review

Paloma Partners sold out of John Hancock Preferred Income Fund (HPI) in Q1 2014, closing a stake of 11,520 shares — an estimated $206K sold.

Paloma Partners first reported a position in HPI in Q4 2013 and held it in 1 quarter. The position peaked at $206K in Q4 2013. 43 funds tracked by Wall St. Rank hold HPI as of Q1 2014.

Paloma Partners reported no remaining John Hancock Preferred Income Fund position as of Q1 2014 after selling out during the quarter.
Paloma Partners sold 11,520 John Hancock Preferred Income Fund shares in Q1 2014, an estimated $206K.
Paloma Partners first reported a position in John Hancock Preferred Income Fund in Q4 2013 and held it in 1 quarter.
Paloma Partners's John Hancock Preferred Income Fund position peaked at $206K in Q4 2013.
43 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund as of Q1 2014.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.