Paloma Partners’s Western Asset High Income Fund II HIX Stock Holding History

Paloma Partners’s Portfolio HIX Stock Details HIX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-47,059	Closed	-$424K	–	820
2013 Q4	$424K	Buy	+47,059	New	+$434K	0.02%	644
2013 Q3	–	Sell	-16,000	Closed	-$148K	–	1038
2013 Q2	$148K	Buy	+16,000	New	+$157K	0.01%	1018

Other funds holding HIX

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Paloma Partners's HIX Position: Q1 2014 in Review

Paloma Partners sold out of Western Asset High Income Fund II (HIX) in Q1 2014, closing a stake of 47,059 shares — an estimated $424K sold.

Paloma Partners first reported a position in HIX in Q2 2013 and held it in 2 quarters. The position peaked at $424K in Q4 2013. 54 funds tracked by Wall St. Rank hold HIX as of Q1 2014.

Paloma Partners reported no remaining Western Asset High Income Fund II position as of Q1 2014 after selling out during the quarter.
Paloma Partners sold 47,059 Western Asset High Income Fund II shares in Q1 2014, an estimated $424K.
Paloma Partners first reported a position in Western Asset High Income Fund II in Q2 2013 and held it in 2 quarters.
Paloma Partners's Western Asset High Income Fund II position peaked at $424K in Q4 2013.
54 funds tracked by Wall St. Rank held Western Asset High Income Fund II as of Q1 2014.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.