Paloma Partners’s PGIM Global High Yield Fund GHY Stock Holding History

Paloma Partners’s Portfolio GHY Stock Details GHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-12,700	Closed	-$227K	–	1023
2013 Q2	$227K	Buy	+12,700	New	+$233K	0.01%	800

Other funds holding GHY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

Paloma Partners's GHY Position: Q3 2013 in Review

Paloma Partners sold out of PGIM Global High Yield Fund (GHY) in Q3 2013, closing a stake of 12,700 shares — an estimated $227K sold.

Paloma Partners first reported a position in GHY in Q2 2013 and held it in 1 quarter. The position peaked at $227K in Q2 2013. 27 funds tracked by Wall St. Rank hold GHY as of Q3 2013.

Paloma Partners reported no remaining PGIM Global High Yield Fund position as of Q3 2013 after selling out during the quarter.
Paloma Partners sold 12,700 PGIM Global High Yield Fund shares in Q3 2013, an estimated $227K.
Paloma Partners first reported a position in PGIM Global High Yield Fund in Q2 2013 and held it in 1 quarter.
Paloma Partners's PGIM Global High Yield Fund position peaked at $227K in Q2 2013.
27 funds tracked by Wall St. Rank held PGIM Global High Yield Fund as of Q3 2013.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.