Paloma Partners’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Paloma Partners’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-17,268	Closed	-$347K	–	1515
2019 Q4	$347K	Buy	+17,268	New	+$344K	0.01%	1647

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Paloma Partners's FPE Position: Q1 2020 in Review

Paloma Partners sold out of First Trust Preferred Securities and Income ETF (FPE) in Q1 2020, closing a stake of 17,268 shares — an estimated $347K sold.

Paloma Partners first reported a position in FPE in Q4 2019 and held it in 1 quarter. The position peaked at $347K in Q4 2019. 301 funds tracked by Wall St. Rank hold FPE as of Q1 2020.

Paloma Partners reported no remaining First Trust Preferred Securities and Income ETF position as of Q1 2020 after selling out during the quarter.
Paloma Partners sold 17,268 First Trust Preferred Securities and Income ETF shares in Q1 2020, an estimated $347K.
Paloma Partners first reported a position in First Trust Preferred Securities and Income ETF in Q4 2019 and held it in 1 quarter.
Paloma Partners's First Trust Preferred Securities and Income ETF position peaked at $347K in Q4 2019.
301 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q1 2020.

Based on Paloma Partners's 13F filing for Q1 2020, filed 15 May 2020.