Paloma Partners’s BlackRock Debt Strategies Fund DSU Stock Holding History

Paloma Partners’s Portfolio DSU Stock Details DSU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-10,200	Closed	-$130K	–	977
2013 Q2	$130K	Buy	+10,200	New	+$135K	0.01%	1042

Other funds holding DSU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SONJCPFB

State of New Jersey Common Pension Fund B Trenton, New Jersey $21.4M AUM 3.38% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

TFMS

Trust & Fiduciary Management Services Boston, Massachusetts $126M AUM 9.97% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Paloma Partners's DSU Position: Q3 2013 in Review

Paloma Partners sold out of BlackRock Debt Strategies Fund (DSU) in Q3 2013, closing a stake of 10,200 shares — an estimated $130K sold.

Paloma Partners first reported a position in DSU in Q2 2013 and held it in 1 quarter. The position peaked at $130K in Q2 2013. 51 funds tracked by Wall St. Rank hold DSU as of Q3 2013.

Paloma Partners reported no remaining BlackRock Debt Strategies Fund position as of Q3 2013 after selling out during the quarter.
Paloma Partners sold 10,200 BlackRock Debt Strategies Fund shares in Q3 2013, an estimated $130K.
Paloma Partners first reported a position in BlackRock Debt Strategies Fund in Q2 2013 and held it in 1 quarter.
Paloma Partners's BlackRock Debt Strategies Fund position peaked at $130K in Q2 2013.
51 funds tracked by Wall St. Rank held BlackRock Debt Strategies Fund as of Q3 2013.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.