Paloma Partners’s Avid Bioservices, Inc. Common Stock CDMO Stock Holding History

Paloma Partners’s Portfolio CDMO Stock Details CDMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-122,113	Closed	-$311K	–	2188
2016 Q2	$311K	Buy	+122,113	New	+$340K	﹤0.01%	1749
2015 Q3	–	Sell	-3,457	Closed	-$32K	–	1985
2015 Q2	$32K	Buy	+3,457	New	+$33.2K	﹤0.01%	1745
2014 Q3	–	Sell	-2,542	Closed	-$33K	–	1338
2014 Q2	$33K	Buy	+2,542	New	+$32.1K	﹤0.01%	1067

Other funds holding CDMO

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Jacobs Levy Equity Management Florham Park, New Jersey $23.8B AUM 25.4% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Paloma Partners's CDMO Position: Q3 2016 in Review

Paloma Partners sold out of Avid Bioservices, Inc. Common Stock (CDMO) in Q3 2016, closing a stake of 122,113 shares — an estimated $311K sold.

Paloma Partners first reported a position in CDMO in Q2 2014 and held it in 3 quarters. The position peaked at $311K in Q2 2016. 66 funds tracked by Wall St. Rank hold CDMO as of Q3 2016.

Paloma Partners reported no remaining Avid Bioservices, Inc. Common Stock position as of Q3 2016 after selling out during the quarter.
Paloma Partners sold 122,113 Avid Bioservices, Inc. Common Stock shares in Q3 2016, an estimated $311K.
Paloma Partners first reported a position in Avid Bioservices, Inc. Common Stock in Q2 2014 and held it in 3 quarters.
Paloma Partners's Avid Bioservices, Inc. Common Stock position peaked at $311K in Q2 2016.
66 funds tracked by Wall St. Rank held Avid Bioservices, Inc. Common Stock as of Q3 2016.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.