Paloma Partners’s Xtrackers Harvest CSI 300 China A-Shares ETF ASHR Stock Holding History

Paloma Partners’s Portfolio ASHR Stock Details ASHR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-15,057	Closed	-$330K	–	1674
2018 Q4	$330K	Sell	15,057 -19,987	-57%	-$465K	0.01%	831
2018 Q3	$888K	Buy	+35,044	New	+$880K	0.02%	797
2017 Q4	–	Sell	-18,680	Closed	-$545K	–	1867
2017 Q3	$545K	Buy	+18,680	New	+$533K	0.01%	1483

Other funds holding ASHR

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GPC

Glen Point Capital London, United Kingdom $4.04M AUM 20.17% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Paloma Partners's ASHR Position: Q1 2019 in Review

Paloma Partners sold out of Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) in Q1 2019, closing a stake of 15,057 shares — an estimated $330K sold.

Paloma Partners first reported a position in ASHR in Q3 2017 and held it in 3 quarters. The position peaked at $888K in Q3 2018. 142 funds tracked by Wall St. Rank hold ASHR as of Q1 2019.

Paloma Partners reported no remaining Xtrackers Harvest CSI 300 China A-Shares ETF position as of Q1 2019 after selling out during the quarter.
Paloma Partners sold 15,057 Xtrackers Harvest CSI 300 China A-Shares ETF shares in Q1 2019, an estimated $330K.
Paloma Partners first reported a position in Xtrackers Harvest CSI 300 China A-Shares ETF in Q3 2017 and held it in 3 quarters.
Paloma Partners's Xtrackers Harvest CSI 300 China A-Shares ETF position peaked at $888K in Q3 2018.
142 funds tracked by Wall St. Rank held Xtrackers Harvest CSI 300 China A-Shares ETF as of Q1 2019.

Based on Paloma Partners's 13F filing for Q1 2019, filed 15 May 2019.