PacWest Financial Management’s GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF BSJF Stock Holding History

PacWest Financial Management’s Portfolio BSJF Stock Details BSJF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-78,877	Closed	-$1.79M	–	89
2014 Q3	$1.79M	Sell	78,877 -71,531	-48%	-$1.91M	1.33%	28
2014 Q2	$4.05M	Sell	150,408 -11,995	-7%	-$323K	3.01%	3
2014 Q1	$4.39M	Buy	162,403 +24,391	+18%	+$657K	3.4%	2
2013 Q4	$3.7K	Buy	138,012 +87,297	+172%	+$2.35M	1.11%	6
2013 Q3	$1.35M	Buy	+50,715	New	+$1.35M	1.17%	35

Other funds holding BSJF

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

BDF

Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FAG

Financial Advisory Group Houston, Texas $567M AUM 19.38% 1-Year Est. Return

Linscomb Wealth Houston, Texas $2.25B AUM 23.36% 1-Year Est. Return

PacWest Financial Management's BSJF Position: Q4 2014 in Review

PacWest Financial Management sold out of GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF (BSJF) in Q4 2014, closing a stake of 78,877 shares — an estimated $1.79M sold.

PacWest Financial Management first reported a position in BSJF in Q3 2013 and held it in 5 quarters. The position peaked at $4.39M in Q1 2014. 84 funds tracked by Wall St. Rank hold BSJF as of Q4 2014.

PacWest Financial Management reported no remaining GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF position as of Q4 2014 after selling out during the quarter.
PacWest Financial Management sold 78,877 GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF shares in Q4 2014, an estimated $1.79M.
PacWest Financial Management first reported a position in GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013 and held it in 5 quarters.
PacWest Financial Management's GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF position peaked at $4.39M in Q1 2014.
84 funds tracked by Wall St. Rank held GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF as of Q4 2014.

Based on PacWest Financial Management's 13F filing for Q4 2014, filed 25 Feb 2015.