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Oxbow Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 28.15%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+28.15%
3 Year Est. Return
+72.79%
5 Year Est. Return
+88.47%
10 Year Est. Return
+169.66%
AUM
$707M
AUM Growth
-$46.3M
Cap. Flow
-$40.7M
Cap. Flow %
-5.76%
Top 10 Hldgs %
30.51%
Holding
236
New
20
Increased
82
Reduced
53
Closed
17

Top Buys

Rank Stock Value
1
DHC
Diversified Healthcare Trust
DHC
+$13.9M
2
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$9.49M
3
SPLS
Staples Inc
SPLS
+$4.54M
4
WEN icon
Wendy's
WEN
+$4.05M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.48M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$19.6M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$19.1M
3
EPB
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
+$15.3M
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$6.53M
5
NLY icon
Annaly Capital Management
NLY
+$6.08M

Sector Composition

Rank Sector Weight
1 Energy 27.92%
2 Technology 5.36%
3 Industrials 3.9%
4 Materials 3.49%
5 Financials 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
1
Kinder Morgan
KMI
$73.1B
$38.5M 5.45%
1,004,467
-34,715
-3% -$1.32M
KMR
2
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$35.4M 5.01%
381,901
-17,288
-4% -$1.49M
GGN
3
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$23.2M 3.29%
2,512,857
+175,226
+7% +$1.87M
KMP
4
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$23.2M 3.29%
248,916
-220,161
-47% -$19.6M
FAX
5
abrdn Asia-Pacific Income Fund
FAX
$590M
$19.8M 2.8%
557,927
+94,800
+20% +$3.48M
XOM icon
6
ExxonMobil
XOM
$651B
$16.2M 2.3%
172,530
-520
-0.3% -$51.8K
TEP
7
DELISTED
Tallgrass Energy Partners, LP
TEP
$15.4M 2.18%
340,344
+39,931
+13% +$1.69M
GS.PRD icon
8
Goldman Sachs Group Inc Series D Preferred Stock
GS.PRD
$1.02B
$15.1M 2.14%
753,672
+18,577
+3% +$380K
ACG
9
DELISTED
AllianceBernstein Income Fund Inc
ACG
$15.1M 2.14%
2,011,715
-870,666
-30% -$6.53M
TGP
10
DELISTED
Teekay LNG Partners L.P.
TGP
$13.6M 1.93%
313,057
-2,206
-0.7% -$96.4K
DHC
11
Diversified Healthcare Trust
DHC
$2.26B
$12.7M 1.79%
+611,555
New +$13.9M
NPM
12
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$12.6M 1.78%
915,224
+9,352
+1% +$128K
NPI
13
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$12.6M 1.78%
937,588
-3,360
-0.4% -$45.2K
BTZ icon
14
BlackRock Credit Allocation Income Trust
BTZ
$927M
$12.5M 1.77%
940,500
+3,525
+0.4% +$47.6K
EEQ
15
DELISTED
Enbridge Energy Management Llc
EEQ
$11.6M 1.65%
458,981
+1,123
+0.2% +$27K
NEA icon
16
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$10.6M 1.5%
785,944
+66,302
+9% +$885K
NIO
17
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$10.6M 1.5%
743,791
+18,258
+3% +$257K
EEP
18
DELISTED
Enbridge Energy Partners
EEP
$9.82M 1.39%
252,741
+315
+0.1% +$11.3K
NQI
19
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$9.8M 1.39%
757,276
+137,021
+22% +$1.78M
MS.PRF icon
20
Morgan Stanley Series F Preferred Stock
MS.PRF
$856K
$9.65M 1.37%
369,190
+1,110
+0.3% +$29.7K
CMLP
21
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$9.62M 1.36%
+424,270
New +$9.49M
GLO
22
Clough Global Opportunities Fund
GLO
$249M
$8.92M 1.26%
747,915
-103,343
-12% -$1.3M
GNT
23
GAMCO Natural Resources, Gold & Income Trust
GNT
$138M
$8.46M 1.2%
867,161
+659
+0.1% +$7.36K
FFC
24
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$8.35M 1.18%
432,437
-4,985
-1% -$96.2K
RSP icon
25
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$8.04M 1.14%
106,062
+350
+0.3% +$26.9K
1
2 3 4 5

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MTC
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PWAM
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OWSCM
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NNPTE
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TFA
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JAG
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OGC
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Oxbow Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Oxbow Advisors held 236 positions worth $707M, down 6.1% from $753M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Oxbow Advisors withdrew a net $40.7M in Q3 2014, closing 17 positions and reducing 53 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 28% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

Against the trend, Oxbow Advisors opened a new position in Diversified Healthcare Trust worth $12.7M.

  • Oxbow Advisors's largest Q3 2014 buy was Diversified Healthcare Trust: 611,555 shares worth $12.7M.
  • Oxbow Advisors added most to Wendy's in Q3 2014, an estimated $4.05M increase.
  • Oxbow Advisors's biggest Q3 2014 reduction was KINDER MORGAN ENER PNTRS L.P., cutting an estimated $19.6M.
  • Oxbow Advisors fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2014, selling an estimated $19.1M.
  • Oxbow Advisors's ten largest holdings make up 31% of its $707M portfolio in Q3 2014.
  • Oxbow Advisors opened 20 new positions and closed 17 in Q3 2014.
  • Oxbow Advisors's portfolio value fell 6.1% quarter-over-quarter to $707M.

Based on Oxbow Advisors's 13F filing for Q3 2014, filed 20 Oct 2014.