OA

Oxbow Advisors Portfolio holdings

AUM $915M
1-Year Return 17.22%
This Quarter Return
+3.07%
1 Year Return
+17.22%
3 Year Return
+51.42%
5 Year Return
+81.66%
10 Year Return
+98.71%
AUM
$865M
AUM Growth
+$113M
Cap. Flow
+$84.7M
Cap. Flow %
9.79%
Top 10 Hldgs %
32.86%
Holding
315
New
19
Increased
99
Reduced
92
Closed
14

Top Buys

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$30.5M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$20.9M
3
MNRL
Brigham Minerals, Inc. Class A Common Stock
MNRL
$11.3M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$10.5M
5
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$8.03M

Top Sells

1
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$6.5M
2
TGE
Tallgrass Energy, LP Class A Shares
TGE
$4.04M
3
SCHW icon
Charles Schwab
SCHW
$3.65M
4
ALL.PRE.CL
Allstate Corporation, The Depositary Shares, each representing a 1/1000th Interest in a share of Fix
ALL.PRE.CL
$2.83M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
$2.58M

Sector Composition

1 Energy 12.06%
2 Technology 6.71%
3 Financials 5.58%
4 Healthcare 4.52%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FFC
201
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$793M
$504K 0.06%
23,231
– –
SAN icon
202
Banco Santander
SAN
$141B
$504K 0.06%
126,965
– –
COST icon
203
Costco
COST
$427B
$502K 0.06%
1,707
+512
+43% +$151K
RSG icon
204
Republic Services
RSG
$71.7B
$487K 0.06%
5,430
-1,205
-18% -$108K
PHYS icon
205
Sprott Physical Gold
PHYS
$12.8B
$481K 0.06%
39,500
– –
BIL icon
206
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42B
$480K 0.06%
5,249
+552
+12% +$50.5K
MLPA icon
207
Global X MLP ETF
MLPA
$1.83B
$471K 0.05%
9,970
-289
-3% -$13.7K
WPM icon
208
Wheaton Precious Metals
WPM
$47.3B
$470K 0.05%
15,793
-89
-0.6% -$2.65K
GS.PRC icon
209
Goldman Sachs Group Dep. Shares (1/1000 Int. of Floating Rate Non-Cum. Prfrd. Stk., Ser. C)
GS.PRC
$173M
$468K 0.05%
20,400
– –
AVGO icon
210
Broadcom
AVGO
$1.58T
$465K 0.05%
14,730
+1,750
+13% +$55.2K
HOG icon
211
Harley-Davidson
HOG
$3.67B
$463K 0.05%
12,460
– –
LMBS icon
212
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.32B
$444K 0.05%
8,570
– –
BTA icon
213
BlackRock Long-Term Municipal Advantage Trust
BTA
$125M
$425K 0.05%
33,287
– –
HD icon
214
Home Depot
HD
$417B
$410K 0.05%
1,880
+850
+83% +$185K
CEQP
215
DELISTED
Crestwood Equity Partners LP
CEQP
$399K 0.05%
12,950
-356
-3% -$11K
WMT icon
216
Walmart
WMT
$801B
$371K 0.04%
9,357
– –
SBR
217
Sabine Royalty Trust
SBR
$1.08B
$364K 0.04%
9,025
+3,650
+68% +$147K
BTG icon
218
B2Gold
BTG
$5.52B
$363K 0.04%
90,580
– –
AGI icon
219
Alamos Gold
AGI
$13.5B
$360K 0.04%
59,735
-11,605
-16% -$69.9K
CSCO icon
220
Cisco
CSCO
$264B
$359K 0.04%
7,490
+2,482
+50% +$119K
LUV icon
221
Southwest Airlines
LUV
$16.5B
$358K 0.04%
6,623
-33,820
-84% -$1.83M
DD icon
222
DuPont de Nemours
DD
$32.6B
$357K 0.04%
5,564
– –
MSI icon
223
Motorola Solutions
MSI
$79.8B
$350K 0.04%
+2,170
New +$350K
IFN
224
India Fund
IFN
$598M
$349K 0.04%
17,345
+2,035
+13% +$40.9K
RF.PRB
225
DELISTED
REGIONS FINANCIAL CORPORATION
RF.PRB
$349K 0.04%
12,375
+650
+6% +$18.3K
7 8
9
10 11