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Oxbow Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 28.15%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+28.15%
3 Year Est. Return
+72.79%
5 Year Est. Return
+88.47%
10 Year Est. Return
+169.66%
AUM
$707M
AUM Growth
-$46.3M
Cap. Flow
-$40.7M
Cap. Flow %
-5.76%
Top 10 Hldgs %
30.51%
Holding
236
New
20
Increased
82
Reduced
53
Closed
17

Top Buys

Rank Stock Value
1
DHC
Diversified Healthcare Trust
DHC
+$13.9M
2
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$9.49M
3
SPLS
Staples Inc
SPLS
+$4.54M
4
WEN icon
Wendy's
WEN
+$4.05M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.48M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$19.6M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$19.1M
3
EPB
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
+$15.3M
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$6.53M
5
NLY icon
Annaly Capital Management
NLY
+$6.08M

Sector Composition

Rank Sector Weight
1 Energy 27.92%
2 Technology 5.36%
3 Industrials 3.9%
4 Materials 3.49%
5 Financials 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSC
201
DELISTED
TriState Capital Holdings, Inc.
TSC
$179K 0.03%
+19,688
New +$207K
EROC
202
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$176K 0.02%
49,340
– –
ETY icon
203
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$170K 0.02%
14,915
– –
EFR
204
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$165K 0.02%
11,500
– –
SLV icon
205
iShares Silver Trust
SLV
$28.1B
$164K 0.02%
10,030
– –
IVAC
206
DELISTED
Intevac Inc
IVAC
$164K 0.02%
+24,640
New +$171K
PFD
207
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$145K 0.02%
10,596
+97
+0.9% +$1.35K
PBR icon
208
Petrobras
PBR
$121B
$142K 0.02%
10,000
– –
ZIXI
209
DELISTED
Zix Corporation
ZIXI
$140K 0.02%
41,000
– –
NPT
210
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$139K 0.02%
10,936
– –
FT
211
Franklin Universal Trust
FT
$201M
$126K 0.02%
17,900
– –
BDJ icon
212
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$121K 0.02%
14,809
– –
BKT icon
213
BlackRock Income Trust
BKT
$330M
$98K 0.01%
5,149
– –
USA icon
214
Liberty All-Star Equity Fund
USA
$1.75B
$89K 0.01%
15,307
– –
RNDY
215
DELISTED
ROUNDYS INC COM STK
RNDY
$75K 0.01%
25,000
– –
DE icon
216
Deere & Co
DE
$170B
– –
-44,170
Closed -$4M
DIA icon
217
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-113,726
Closed -$19.1M
DRI icon
218
Darden Restaurants
DRI
$22.5B
– –
-23,381
Closed -$967K
NLY icon
219
Annaly Capital Management
NLY
$16.9B
– –
-133,011
Closed -$6.08M
OLN icon
220
Olin
OLN
$2.64B
– –
-46,441
Closed -$1.25M
RIG icon
221
Transocean
RIG
$5.92B
– –
-119,759
Closed -$5.39M
STX icon
222
Seagate
STX
$193B
– –
-4,325
Closed -$246K
VTRS icon
223
Viatris
VTRS
$20.1B
– –
-3,960
Closed -$204K
VVR icon
224
Invesco Senior Income Trust
VVR
$456M
– –
-323,571
Closed -$1.62M
HYB
225
DELISTED
New America High Income Fund, Inc.
HYB
– –
-55,839
Closed -$561K
6 7 8
9
10

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PWAM
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OWSCM
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NNPTE
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TFA
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JAG
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OGC
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Oxbow Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Oxbow Advisors held 236 positions worth $707M, down 6.1% from $753M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Oxbow Advisors withdrew a net $40.7M in Q3 2014, closing 17 positions and reducing 53 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 28% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

Against the trend, Oxbow Advisors opened a new position in Diversified Healthcare Trust worth $12.7M.

  • Oxbow Advisors's largest Q3 2014 buy was Diversified Healthcare Trust: 611,555 shares worth $12.7M.
  • Oxbow Advisors added most to Wendy's in Q3 2014, an estimated $4.05M increase.
  • Oxbow Advisors's biggest Q3 2014 reduction was KINDER MORGAN ENER PNTRS L.P., cutting an estimated $19.6M.
  • Oxbow Advisors fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2014, selling an estimated $19.1M.
  • Oxbow Advisors's ten largest holdings make up 31% of its $707M portfolio in Q3 2014.
  • Oxbow Advisors opened 20 new positions and closed 17 in Q3 2014.
  • Oxbow Advisors's portfolio value fell 6.1% quarter-over-quarter to $707M.

Based on Oxbow Advisors's 13F filing for Q3 2014, filed 20 Oct 2014.