OA

Oxbow Advisors Portfolio holdings

AUM $915M
1-Year Return 17.22%
This Quarter Return
+3.07%
1 Year Return
+17.22%
3 Year Return
+51.42%
5 Year Return
+81.66%
10 Year Return
+98.71%
AUM
$865M
AUM Growth
+$113M
Cap. Flow
+$84.7M
Cap. Flow %
9.79%
Top 10 Hldgs %
32.86%
Holding
315
New
19
Increased
99
Reduced
92
Closed
14

Top Buys

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$30.5M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$20.9M
3
MNRL
Brigham Minerals, Inc. Class A Common Stock
MNRL
$11.3M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$10.5M
5
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$8.03M

Top Sells

1
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$6.5M
2
TGE
Tallgrass Energy, LP Class A Shares
TGE
$4.04M
3
SCHW icon
Charles Schwab
SCHW
$3.65M
4
ALL.PRE.CL
Allstate Corporation, The Depositary Shares, each representing a 1/1000th Interest in a share of Fix
ALL.PRE.CL
$2.83M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
$2.58M

Sector Composition

1 Energy 12.06%
2 Technology 6.71%
3 Financials 5.58%
4 Healthcare 4.52%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BUD icon
151
AB InBev
BUD
$116B
$941K 0.11%
11,475
-1,525
-12% -$125K
UN
152
DELISTED
Unilever NV New York Registry Shares
UN
$940K 0.11%
16,360
+250
+2% +$14.4K
KMB icon
153
Kimberly-Clark
KMB
$42.6B
$929K 0.11%
6,753
– –
BCX icon
154
BlackRock Resources & Commodities Strategy Trust
BCX
$782M
$917K 0.11%
113,630
+4,270
+4% +$34.5K
VB icon
155
Vanguard Small-Cap ETF
VB
$66.5B
$904K 0.1%
5,457
+7
+0.1% +$1.16K
DSTL icon
156
Distillate US Fundamental Stability & Value ETF
DSTL
$1.82B
$900K 0.1%
29,303
+21,606
+281% +$664K
HQH
157
abrdn Healthcare Investors
HQH
$897M
$886K 0.1%
42,445
– –
MMP
158
DELISTED
Magellan Midstream Partners, L.P.
MMP
$847K 0.1%
13,470
– –
JRS icon
159
Nuveen Real Estate Income Fund
JRS
$233M
$824K 0.1%
77,610
– –
ENB icon
160
Enbridge
ENB
$105B
$811K 0.09%
20,390
-835
-4% -$33.2K
TCBI icon
161
Texas Capital Bancshares
TCBI
$3.97B
$795K 0.09%
14,000
– –
JQC icon
162
Nuveen Credit Strategies Income Fund
JQC
$751M
$784K 0.09%
102,207
-566
-0.6% -$4.34K
COP icon
163
ConocoPhillips
COP
$120B
$766K 0.09%
11,775
-2,599
-18% -$169K
BTO
164
John Hancock Financial Opportunities Fund
BTO
$745M
$760K 0.09%
20,935
– –
MGK icon
165
Vanguard Mega Cap Growth ETF
MGK
$29.1B
$757K 0.09%
5,200
– –
VCIT icon
166
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.5B
$742K 0.09%
8,122
+448
+6% +$40.9K
VLYPO
167
Valley National Bancorp 5.50% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series B
VLYPO
$101M
$720K 0.08%
27,075
-2,000
-7% -$53.2K
PGX icon
168
Invesco Preferred ETF
PGX
$3.88B
$715K 0.08%
47,629
-2,087
-4% -$31.3K
AUB icon
169
Atlantic Union Bankshares
AUB
$5.1B
$698K 0.08%
18,577
– –
LGF.A
170
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$688K 0.08%
64,560
+5,200
+9% +$55.4K
FLG.PRA
171
Flagstar Financial, Inc. Depositary shares, each representing a 1/40th interest in a share of Fixed-to-Floating Rate Series A Noncumulative Perpetual Preferred Stock
FLG.PRA
$110M
$686K 0.08%
24,530
+11,750
+92% +$329K
SSRM icon
172
SSR Mining
SSRM
$4.12B
$679K 0.08%
35,230
– –
UL icon
173
Unilever
UL
$158B
$677K 0.08%
11,835
– –
VO icon
174
Vanguard Mid-Cap ETF
VO
$87.2B
$677K 0.08%
3,800
– –
ABLG
175
Abacus FCF International Leaders ETF
ABLG
$32.1M
$677K 0.08%
24,952
-890
-3% -$24.1K
5 6
7
8 9