OA

Oxbow Advisors Portfolio holdings

AUM $915M
1-Year Return 17.22%
This Quarter Return
-11.9%
1 Year Return
+17.22%
3 Year Return
+51.42%
5 Year Return
+81.66%
10 Year Return
+98.71%
AUM
$608M
AUM Growth
-$166M
Cap. Flow
-$69M
Cap. Flow %
-11.36%
Top 10 Hldgs %
27.94%
Holding
289
New
23
Increased
104
Reduced
80
Closed
27

Top Buys

1
NGLS
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$9.37M
2
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$4.89M
3
OKS
Oneok Partners LP
OKS
$3.79M
4
CEN
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$3.39M
5
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.31M

Top Sells

1
KMI icon
Kinder Morgan
KMI
$25M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$15.1M
3
WBK
Westpac Banking Corporation
WBK
$11.2M
4
GLO
Clough Global Opportunities Fund
GLO
$8.74M
5
HOLX icon
Hologic
HOLX
$8.03M

Sector Composition

1 Energy 18.44%
2 Financials 9.95%
3 Healthcare 5.6%
4 Communication Services 5.18%
5 Technology 4.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TCP
151
DELISTED
TC Pipelines LP
TCP
$600K 0.1%
12,600
– –
DVN icon
152
Devon Energy
DVN
$22.1B
$589K 0.1%
15,885
-250
-2% -$9.27K
VB icon
153
Vanguard Small-Cap ETF
VB
$67.2B
$588K 0.1%
5,450
– –
ADP icon
154
Automatic Data Processing
ADP
$120B
$574K 0.09%
7,145
– –
FL icon
155
Foot Locker
FL
$2.29B
$569K 0.09%
7,904
– –
RDS.A
156
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$566K 0.09%
11,937
-13,392
-53% -$635K
NIO
157
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$543K 0.09%
38,531
-278,041
-88% -$3.92M
ARI
158
Apollo Commercial Real Estate
ARI
$1.53B
$528K 0.09%
33,671
+10,751
+47% +$169K
GIS icon
159
General Mills
GIS
$27B
$525K 0.09%
9,354
– –
BHI
160
DELISTED
Baker Hughes
BHI
$520K 0.09%
10,000
– –
MAIN icon
161
Main Street Capital
MAIN
$5.95B
$504K 0.08%
18,878
+4,970
+36% +$133K
NNC
162
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$499K 0.08%
39,160
– –
UL icon
163
Unilever
UL
$158B
$483K 0.08%
11,835
– –
GLD icon
164
SPDR Gold Trust
GLD
$112B
$465K 0.08%
4,350
– –
HTGC icon
165
Hercules Capital
HTGC
$3.49B
$458K 0.08%
45,400
+2,400
+6% +$24.2K
STWD icon
166
Starwood Property Trust
STWD
$7.56B
$454K 0.07%
22,122
-1,084
-5% -$22.2K
VLO icon
167
Valero Energy
VLO
$48.7B
$448K 0.07%
7,455
– –
BA icon
168
Boeing
BA
$174B
$446K 0.07%
3,404
-210
-6% -$27.5K
VO icon
169
Vanguard Mid-Cap ETF
VO
$87.3B
$443K 0.07%
3,800
– –
NEM icon
170
Newmont
NEM
$83.7B
$439K 0.07%
27,301
-102,120
-79% -$1.64M
PBCT
171
DELISTED
People's United Financial Inc
PBCT
$439K 0.07%
27,755
+7,680
+38% +$121K
AOD
172
abrdn Total Dynamic Dividend Fund
AOD
$962M
$438K 0.07%
58,346
+13,181
+29% +$98.9K
GSK icon
173
GSK
GSK
$81.6B
$433K 0.07%
9,012
-22,504
-71% -$1.08M
ABBV icon
174
AbbVie
ABBV
$375B
$427K 0.07%
7,859
+662
+9% +$36K
IGSB icon
175
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$415K 0.07%
7,898
-1,350
-15% -$70.9K
5 6
7
8 9