OA

Oxbow Advisors Portfolio holdings

AUM $915M
This Quarter Return
+3.07%
1 Year Return
+17.22%
3 Year Return
+51.42%
5 Year Return
+81.66%
10 Year Return
+98.71%
AUM
$865M
AUM Growth
+$865M
Cap. Flow
+$92.2M
Cap. Flow %
10.65%
Top 10 Hldgs %
32.86%
Holding
315
New
19
Increased
99
Reduced
92
Closed
14

Top Buys

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$30.5M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$20.9M
3
MNRL
Brigham Minerals, Inc. Class A Common Stock
MNRL
$11.3M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$10.5M
5
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$8.03M

Top Sells

1
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$6.5M
2
TGE
Tallgrass Energy, LP Class A Shares
TGE
$4.04M
3
SCHW icon
Charles Schwab
SCHW
$3.65M
4
ALL.PRE.CL
Allstate Corporation, The Depositary Shares, each representing a 1/1000th Interest in a share of Fix
ALL.PRE.CL
$2.83M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
$2.58M

Sector Composition

1 Energy 12.06%
2 Technology 6.71%
3 Financials 5.58%
4 Healthcare 4.52%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RGLD icon
126
Royal Gold
RGLD
$11.9B
$1.28M 0.15%
10,495
– –
CAT icon
127
Caterpillar
CAT
$194B
$1.28M 0.15%
8,667
-1,300
-13% -$192K
CEQP.PR
128
DELISTED
Crestwood Equity Partners LP Preferred Units representing limited partner interests
CEQP.PR
$1.26M 0.15%
136,360
-1,420
-1% -$13.1K
SPY icon
129
SPDR S&P 500 ETF Trust
SPY
$656B
$1.25M 0.14%
3,869
-16
-0.4% -$5.15K
SDIV icon
130
Global X SuperDividend ETF
SDIV
$955M
$1.23M 0.14%
23,110
– –
TAP icon
131
Molson Coors Class B
TAP
$9.85B
$1.22M 0.14%
22,623
– –
SCHW icon
132
Charles Schwab
SCHW
$175B
$1.2M 0.14%
25,220
-76,850
-75% -$3.65M
BBN icon
133
BlackRock Taxable Municipal Bond Trust
BBN
$1.01B
$1.2M 0.14%
49,108
-2,257
-4% -$54.9K
BX icon
134
Blackstone
BX
$131B
$1.19M 0.14%
21,335
– –
EFR
135
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$1.19M 0.14%
87,880
– –
IHD
136
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$105M
$1.16M 0.13%
145,415
+14,140
+11% +$113K
NLY.PRF icon
137
Annaly Capital Management Series F
NLY.PRF
$732M
$1.13M 0.13%
43,605
-1,515
-3% -$39.2K
ALLY.PRA
138
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
$1.12M 0.13%
43,130
-1,000
-2% -$26.1K
MAR icon
139
Marriott International Class A Common Stock
MAR
$72B
$1.09M 0.13%
+7,200
New +$1.09M
SNV.PRD icon
140
Synovus Financial Corp. Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D Liquidation Preference $25.00 per Share
SNV.PRD
$204M
$1.08M 0.13%
40,857
+650
+2% +$17.2K
AHL.PRC
141
DELISTED
Aspen Insurance Holdings Limited 5.95% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Shares
AHL.PRC
$1.07M 0.12%
38,482
+12,000
+45% +$334K
WM icon
142
Waste Management
WM
$90.4B
$1.05M 0.12%
9,198
– –
BKT icon
143
BlackRock Income Trust
BKT
$285M
$1.03M 0.12%
56,845
+245
+0.4% +$4.45K
GRX
144
Gabelli Healthcare & Wellness Trust
GRX
$147M
$1.03M 0.12%
89,225
+3,060
+4% +$35.3K
GWW icon
145
W.W. Grainger
GWW
$48.7B
$1.02M 0.12%
3,000
– –
BLW icon
146
BlackRock Limited Duration Income Trust
BLW
$548M
$1.01M 0.12%
61,851
– –
BSL
147
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$1.01M 0.12%
62,202
-400
-0.6% -$6.46K
BSJM
148
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$984K 0.11%
40,225
– –
ABBV icon
149
AbbVie
ABBV
$374B
$964K 0.11%
10,892
-2,130
-16% -$189K
ACBI
150
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
$960K 0.11%
52,293
– –
4 5
6
7 8