OA

Oxbow Advisors Portfolio holdings

AUM $915M
1-Year Return 17.22%
This Quarter Return
+0.87%
1 Year Return
+17.22%
3 Year Return
+51.42%
5 Year Return
+81.66%
10 Year Return
+98.71%
AUM
$627M
AUM Growth
+$56M
Cap. Flow
+$48.4M
Cap. Flow %
7.73%
Top 10 Hldgs %
32.66%
Holding
226
New
24
Increased
74
Reduced
52
Closed
13

Top Buys

1
VIV icon
Telefônica Brasil
VIV
$12.6M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$11.3M
3
WBK
Westpac Banking Corporation
WBK
$10.9M
4
HTS
HATTERAS FINANCIAL CORP
HTS
$6.54M
5
NLY icon
Annaly Capital Management
NLY
$6.47M

Top Sells

1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$31.9M
2
SDRL
Seadrill Limited Common Stock
SDRL
$15.1M
3
GDXJ icon
VanEck Junior Gold Miners ETF
GDXJ
$6.59M
4
CHKR
CHESAPEAKE GRANITE WASH TRUST
CHKR
$6.25M
5
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$3.53M

Sector Composition

1 Energy 26.51%
2 Financials 8.8%
3 Industrials 5.26%
4 Communication Services 4.64%
5 Technology 3.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
126
SPDR S&P 500 ETF Trust
SPY
$662B
$683K 0.11%
4,065
-200
-5% -$33.6K
PAY
127
DELISTED
Verifone Systems Inc
PAY
$656K 0.1%
+28,700
New +$656K
DIA icon
128
SPDR Dow Jones Industrial Average ETF Trust
DIA
$40B
$645K 0.1%
4,271
– –
PNNT
129
Pennant Park Investment Corp
PNNT
$473M
$632K 0.1%
56,040
+3,300
+6% +$37.2K
NQM
130
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$622K 0.1%
+45,170
New +$622K
TCP
131
DELISTED
TC Pipelines LP
TCP
$614K 0.1%
12,600
– –
AAPL icon
132
Apple
AAPL
$3.56T
$612K 0.1%
35,924
+168
+0.5% +$2.86K
LGCY
133
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$595K 0.1%
22,012
+14,312
+186% +$387K
FCX icon
134
Freeport-McMoran
FCX
$66.1B
$593K 0.09%
17,939
– –
IBM icon
135
IBM
IBM
$230B
$593K 0.09%
3,347
– –
UBT icon
136
ProShares Ultra 20+ Year Treasury
UBT
$127M
$571K 0.09%
20,970
-15,870
-43% -$432K
NBB icon
137
Nuveen Taxable Municipal Income Fund
NBB
$473M
$559K 0.09%
+30,915
New +$559K
VB icon
138
Vanguard Small-Cap ETF
VB
$66.7B
$559K 0.09%
5,450
– –
HYB
139
DELISTED
New America High Income Fund, Inc.
HYB
$537K 0.09%
56,462
– –
WMT icon
140
Walmart
WMT
$805B
$504K 0.08%
20,451
– –
HES
141
DELISTED
Hess
HES
$490K 0.08%
6,338
– –
NUE icon
142
Nucor
NUE
$33.3B
$483K 0.08%
9,848
+2,045
+26% +$100K
PGX icon
143
Invesco Preferred ETF
PGX
$3.89B
$477K 0.08%
34,830
– –
OLN icon
144
Olin
OLN
$2.76B
$465K 0.07%
20,141
+439
+2% +$10.1K
PEP icon
145
PepsiCo
PEP
$201B
$458K 0.07%
5,760
– –
PB icon
146
Prosperity Bancshares
PB
$6.54B
$456K 0.07%
7,369
– –
GIS icon
147
General Mills
GIS
$26.5B
$454K 0.07%
9,480
– –
PSX icon
148
Phillips 66
PSX
$53.2B
$454K 0.07%
7,854
– –
SUN icon
149
Sunoco
SUN
$6.99B
$450K 0.07%
14,950
+4,000
+37% +$120K
JNS
150
DELISTED
Janus Capital Group Inc
JNS
$436K 0.07%
51,220
+24,330
+90% +$207K
4 5
6
7 8