OA

Oxbow Advisors Portfolio holdings

AUM $915M
1-Year Est. Return 17.22%
This Quarter Est. Return
1 Year Est. Return
+17.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$865M
AUM Growth
+$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
315
New
Increased
Reduced
Closed

Top Buys

1
+$30.5M
2
+$20.9M
3
+$11.3M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$10.5M
5
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
+$8.03M

Top Sells

1
+$6.5M
2
+$4.04M
3
+$3.65M
4
ALL.PRE.CL
Allstate Corporation Depositary Shares
ALL.PRE.CL
+$2.83M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.58M

Sector Composition

1 Energy 12.06%
2 Technology 6.71%
3 Financials 5.58%
4 Healthcare 4.52%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
276
$93K 0.01%
38,400
+3,000
277
$76K 0.01%
12,362
278
$54K 0.01%
61,500
+30,200
279
$51K 0.01%
10,000
280
$44K 0.01%
10,335
-2,997
281
– –
-14,815
282
– –
-10,066
283
– –
-1,608
284
– –
-3,645
285
– –
-58,685
286
– –
-8,650
287
– –
-15,000
288
– –
-26,223
289
– –
-8,710
290
– –
-28,160
291
– –
-113,250
292
– –
-48,000
293
– –
-9,147
8 9 10 11
12