OA

Oxbow Advisors Portfolio holdings

AUM $915M
1-Year Return 17.22%
This Quarter Return
+3.07%
1 Year Return
+17.22%
3 Year Return
+51.42%
5 Year Return
+81.66%
10 Year Return
+98.71%
AUM
$865M
AUM Growth
+$113M
Cap. Flow
+$84.7M
Cap. Flow %
9.79%
Top 10 Hldgs %
32.86%
Holding
315
New
19
Increased
99
Reduced
92
Closed
14

Top Buys

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$30.5M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$20.9M
3
MNRL
Brigham Minerals, Inc. Class A Common Stock
MNRL
$11.3M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$10.5M
5
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$8.03M

Top Sells

1
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$6.5M
2
TGE
Tallgrass Energy, LP Class A Shares
TGE
$4.04M
3
SCHW icon
Charles Schwab
SCHW
$3.65M
4
ALL.PRE.CL
Allstate Corporation, The Depositary Shares, each representing a 1/1000th Interest in a share of Fix
ALL.PRE.CL
$2.83M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
$2.58M

Sector Composition

1 Energy 12.06%
2 Technology 6.71%
3 Financials 5.58%
4 Healthcare 4.52%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHY
251
Calamos Convertible and High Income Fund
CHY
$872M
$216K 0.03%
18,951
-1,300
-6% -$14.8K
IWF icon
252
iShares Russell 1000 Growth ETF
IWF
$117B
$215K 0.02%
1,220
-214
-15% -$37.7K
SBRA icon
253
Sabra Healthcare REIT
SBRA
$4.56B
$212K 0.02%
9,929
– –
ICF icon
254
iShares Select U.S. REIT ETF
ICF
$1.92B
$211K 0.02%
+3,600
New +$211K
SH icon
255
ProShares Short S&P500
SH
$1.24B
$211K 0.02%
2,201
-1,839
-46% -$176K
MUI
256
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$208K 0.02%
14,630
– –
EMR icon
257
Emerson Electric
EMR
$74.6B
$206K 0.02%
2,695
-800
-23% -$61.2K
JNK icon
258
SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
$204K 0.02%
1,864
-385
-17% -$42.1K
OKE icon
259
Oneok
OKE
$45.7B
$202K 0.02%
+2,669
New +$202K
VLO icon
260
Valero Energy
VLO
$48.7B
$202K 0.02%
+2,155
New +$202K
SLV icon
261
iShares Silver Trust
SLV
$20.1B
$201K 0.02%
12,070
– –
SABA
262
Saba Capital Income & Opportunities Fund II
SABA
$257M
$187K 0.02%
15,291
-1,534
-9% -$18.8K
PSLV icon
263
Sprott Physical Silver Trust
PSLV
$7.69B
$184K 0.02%
28,200
– –
PNNT
264
Pennant Park Investment Corp
PNNT
$471M
$182K 0.02%
27,900
– –
CHW
265
Calamos Global Dynamic Income Fund
CHW
$463M
$179K 0.02%
20,610
– –
ADX icon
266
Adams Diversified Equity Fund
ADX
$2.62B
$178K 0.02%
11,280
-52,315
-82% -$826K
GHY
267
PGIM Global High Yield Fund
GHY
$547M
$172K 0.02%
11,425
– –
MUH
268
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$154K 0.02%
10,100
– –
BYM icon
269
BlackRock Municipal Income Quality Trust
BYM
$276M
$153K 0.02%
10,900
– –
NPV icon
270
Nuveen Virginia Quality Municipal Income Fund
NPV
$210M
$151K 0.02%
10,325
– –
IGR
271
CBRE Global Real Estate Income Fund
IGR
$765M
$149K 0.02%
18,540
– –
BWG
272
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$147M
$143K 0.02%
11,353
-3,200
-22% -$40.3K
PFO
273
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$123M
$140K 0.02%
11,355
– –
NCV
274
Virtus Convertible & Income Fund
NCV
$336M
$136K 0.02%
5,907
+1
+0% +$23
EDD
275
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$346M
$118K 0.01%
16,822
– –
8 9 10
11
12